lobbying_activities
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880 rows where filing_period = "third_quarter", filing_year = 2017 and issue_code = "FIN" sorted by filing_year descending
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| id | filing_uuid | filing_type | registrant_name | registrant_id | client_name | filing_year ▲ | filing_period | issue_code | specific_issues | government_entities | income_amount | expense_amount | is_no_activity | is_termination | received_date |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2018175 | SPLIT ROCK STRATEGIES 6479b0f5-62cd-4905-a669-be827e8fe86a | 3T | SPLIT ROCK STRATEGIES | 401104349 | ELECTRONIC PAYMENTS COALITION | 2017 | third_quarter | FIN | Repeal Section 1075 of the Consumer Financial Protection Act of 2010 relating to rules for payment card transactions Repeal of Durbin Amendment | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 1 | 2017-08-22T17:14:32.250000-04:00 | |
| 2018430 | OGR ab031fe5-9b3c-4fdb-9e3c-5a5352477446 | 3T | OGR | 48827 | HERBALIFE INTERNATIONAL OF AMERICA, INC. | 2017 | third_quarter | FIN | corporate governance issues | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2017-08-31T09:45:33.947000-04:00 | |
| 2018938 | WEBMD HEALTH CORP. 843fa214-fa1e-4f7e-80b4-65162c000f2b | 3T | WEBMD HEALTH CORP. | 55473 | WEBMD HEALTH CORP | 2017 | third_quarter | FIN | Student loan rate security | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 1 | 2017-09-28T11:35:31.400000-04:00 | |
| 2018982 | THE VELASQUEZ GROUP, L.L.C. ff6c5072-ca96-468c-af7e-3be64d1a3514 | Q3 | THE VELASQUEZ GROUP, L.L.C. | 53403 | INVESTMENT COMPANY INSTITUTE | 2017 | third_quarter | FIN | H.R. 4216, Consumer Financial Choice and Capital Markets Protection Act, all provisions; and generally monitoring of regulation of money market funds and oversight of federal agencies who regulate them or may regulate them; monitoring Financial Services general. | HOUSE OF REPRESENTATIVES | 60000 | 0 | 0 | 2017-09-29T12:18:35.437000-04:00 | |
| 2018984 | THE VELASQUEZ GROUP, L.L.C. 0f45fbf3-5c77-4ee9-a6cc-ba648e2261a4 | Q3 | THE VELASQUEZ GROUP, L.L.C. | 53403 | CHARLES SCHWAB & COMPANY | 2017 | third_quarter | FIN | Monitoring of the Congressional oversight of the Federal Reserve generally; monitoring of financial services generally. | HOUSE OF REPRESENTATIVES | 50000 | 0 | 0 | 2017-09-29T12:42:38.150000-04:00 | |
| 2018985 | THE VELASQUEZ GROUP, L.L.C. b1e2af03-1ec8-4263-8b7f-99d09ba02dbb | Q3 | THE VELASQUEZ GROUP, L.L.C. | 53403 | ELECTRONIC PAYMENTS COALITION | 2017 | third_quarter | FIN | Monitoring of financial services generally, especially legislation pertaining to interchange fees on payment cards.. | HOUSE OF REPRESENTATIVES | 30000 | 0 | 0 | 2017-09-29T12:50:39.553000-04:00 | |
| 2019178 | CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) f577867d-f58a-4cea-9df9-172372ff0640 | Q3 | CSA STRATEGY GROUP LLC (FORMERLY CSA STRATEGIES LLC) | 400428072 | RUSH STREET GAMING | 2017 | third_quarter | FIN | Issues related to investment funds and vehicles | HOUSE OF REPRESENTATIVES,Interior, Dept of (DOI),SENATE | 20000 | 0 | 0 | 2017-10-02T11:54:03.027000-04:00 | |
| 2019324 | PHILLIP RIVERS 833344ce-4140-4ddf-8ea2-92f7271a3f90 | Q3 | PHILLIP RIVERS | 401098065 | FINANCIAL PLANNING COALITION | 2017 | third_quarter | FIN | Fiduciary Rule for Investment Advisors | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-10-03T09:40:29.510000-04:00 | |
| 2019350 | COUNCIL OF INSTITUTIONAL INVESTORS ebb11c62-e47e-4149-9b52-0224e5ba248c | Q3 | COUNCIL OF INSTITUTIONAL INVESTORS | 11082 | COUNCIL OF INSTITUTIONAL INVESTORS | 2017 | third_quarter | FIN | July 5, 2017 - Joint letter from CII, Ceres, Interfaith Center on Corporate Responsibility, and US SIF requesting a meeting with SEC Chair to discuss Rule 14a-8 July 7, 2017CII letter to Senator Reed on the Cybersecurity Disclosure Act (S.536) July 10, 2017CII letter to Chair and Ranking Member of the House Appropriations Committee on universal proxy rider July 17, 2017CII letter to House Subcommittee on Capital Markets, Securities, and Investment on Hearing on Cost of Being a Public Company July 20, 2017CII letter to Speaker and Minority Leader regarding universal proxy rider Aug. 8, 2017CII letter to SEC regarding PCAOB standard Aug. 21, 2017CII letter to SEC regarding rule 14a-8 Aug. 23, 2017CII letter to Treasury on Capital Markets Report Sept. 7, 2017CII letter to SEC on regulatory agenda Sept. 22, 2017CII letter to SEC on no-action relief relating to MiFID II | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 0 | 0 | 2017-10-03T10:24:49.560000-04:00 | ||
| 2019370 | AMERICAN FINANCIAL SERVICES ASSOCIATION 41a14645-0f95-461f-a567-ba6226433c16 | Q3 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2354 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2017 | third_quarter | FIN | Dodd Frank Wall Street Reform and Consumer Protection Act, Arbitration, Auto Lending, Consumer Privacy, Industrial Loan Banks, Installment Lending, Military Lending, Mortgage Lending, Payment Cards, Small Business Lending, Tax Reform, Telephone Consumer Protection Act | Consumer Financial Protection Bureau (CFPB),Defense, Dept of (DOD),Federal Communications Commission (FCC),Federal Reserve System,Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),SENATE,Small Business Administration (SBA),Treasury, Dept of,Vice President of the U.S.,White House Office | 125000 | 0 | 0 | 2017-10-03T10:55:01.037000-04:00 | |
| 2019380 | NORTHEASTERN RETIAL LUMBER ASSOCIATION 9b2d1e7c-95d1-4881-bf5a-ec51026d2330 | Q3 | NORTHEASTERN RETIAL LUMBER ASSOCIATION | 400711131 | NORTHEASTERN RETIAL LUMBER ASSOCIATION | 2017 | third_quarter | FIN | H.R. 10 - Financial CHOICE Act of 2017 - This bill amends the Dodd-Frank Wall Street Reform and Consumer Protection Act, among other Acts, to: repeal Volcker Rule restrictions on certain speculative investments by banks; with respect to winding down failing banks, eliminate the Federal Deposit Insurance Corporation's orderly liquidation authority and establish new provisions regarding financial institution bankruptcy; and repeal Durbin Amendment limitations on fees that may be charged to retailers for debit card processing. Lobbied against repeal of Durbin amendment. | Agriculture, Dept of (USDA),Commerce, Dept of (DOC),Environmental Protection Agency (EPA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Occupational Safety & Health Administration (OSHA),SENATE,Small Business Administration (SBA) | 0 | 0 | 2017-10-03T11:27:13.320000-04:00 | ||
| 2019476 | MAGILL ASSOCIATES, LLC e0ca3e77-83ac-40b7-b123-aeec1c15ffc0 | Q3 | MAGILL ASSOCIATES, LLC | 401103511 | MOUNTAIN WEST CREDIT UNION ASSOCIATION | 2017 | third_quarter | FIN | Legislation affecting credit unions, including the FY 2018 Financial Services and General Government Appropriations Act and an amendment to it affecting NCUA's funding; and the credit union federal tax exemption. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-10-03T15:06:15.793000-04:00 | |
| 2019481 | MAGILL ASSOCIATES, LLC 50fe5ed4-5280-495a-a8f6-0189a57d041e | Q3 | MAGILL ASSOCIATES, LLC | 401103511 | LIVINGSTON GROUP L L C "ON BEHALF OF THE PEW CHARITABLE TRUSTS" | 2017 | third_quarter | FIN | The Consumer Financial Protection Board's (CFPB) proposed rulemaking on payday lending pursuant to its authority under sections 1031 and 1032 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-10-03T15:26:22.443000-04:00 | |
| 2019509 | COVINGTON & BURLING LLP c411e2e4-a135-4bd8-bb0d-7aba93d48560 | Q3 | COVINGTON & BURLING LLP | 11195 | BROWN BROTHERS HARRIMAN | 2017 | third_quarter | FIN | Issues affecting banking institutions including the regulation of derivatives | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-10-03T17:01:00.763000-04:00 | ||
| 2019510 | POLICY DEVELOPMENT GROUP 1bc3e3a3-4b85-44f0-b3d2-9bd3411dd23a | Q3 | POLICY DEVELOPMENT GROUP | 31736 | SECURED FINANCIAL SOLUTIONS | 2017 | third_quarter | FIN | insurance regulations | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-10-03T17:01:02.183000-04:00 | ||
| 2019511 | COVINGTON & BURLING LLP e29710a2-fd6a-44c7-a90b-acde83386a85 | Q3 | COVINGTON & BURLING LLP | 11195 | WELLS FARGO & CO | 2017 | third_quarter | FIN | Issues affecting banking institutions, including housing finance, the Dodd-Frank Act, bank sales practices and consumer issues, and bank capital and liquidity requirements. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-10-03T17:05:03.607000-04:00 | |
| 2019512 | COVINGTON & BURLING LLP c907b487-7d8e-4a3c-a55e-0773c07d74b8 | Q3 | COVINGTON & BURLING LLP | 11195 | PROMONTORY INTERFINANCIAL NETWORK,LLC | 2017 | third_quarter | FIN | legislation relating to the regulation of bank deposits and federal insurance of bank deposits, including H R 2403 and S 1500. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-10-03T17:08:05.043000-04:00 | |
| 2019513 | COVINGTON & BURLING LLP fe424932-90a6-455a-a59e-6afda40c677d | Q3 | COVINGTON & BURLING LLP | 11195 | ARVEST BANK | 2017 | third_quarter | FIN | Issues affecting banks, including mortgage servicing and housing issues and bank capital requirements | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-10-03T17:13:06.493000-04:00 | ||
| 2019577 | INSTITUTE FOR SCIENCE AND HUMAN VALUES, INC ff874a2f-66b8-4cd6-be1c-868fffe993d9 | 3T | INSTITUTE FOR SCIENCE AND HUMAN VALUES, INC | 400908651 | INSTITUTE FOR SCIENCE AND HUMAN VALUES, INC | 2017 | third_quarter | FIN | Re: Final Rule on Arbitration Agreements We write to state our strong support for the Consumer Financial Protection Bureau (CFPB)s final rule to limit pre-dispute binding mandatory (or forced) arbitration clauses in consumer finance contracts. The rule, which will restore consumers ability to band together in court to pursue claims, is a significant step forward in the ongoing fight to curb predatory practices in consumer financial products and services and to make these markets fairer and safer. Lenders and other financial services companies use forced arbitration to push consumers out of court and into a private arbitration system that is tilted against them. Forced arbitration eliminates the right to a civil jury trial, limits discovery, restricts or prohibits public disclosure of proceedings and outcomes, and makes meaningful appeals virtually impossible. It also often prohibits consumers from banding together in a class action to hold the company responsible. | Consumer Financial Protection Bureau (CFPB),SENATE,State, Dept of (DOS) | 0 | 1 | 2017-10-04T08:49:31.467000-04:00 | ||
| 2019599 | GOLDHABER POLICY SERVICES LLC 45302fad-8ec3-4873-8d21-74cbf36cfbb2 | Q3 | GOLDHABER POLICY SERVICES LLC | 400935705 | RANIERI PARTNERS MANAGEMENT LLC | 2017 | third_quarter | FIN | Worked with stakeholders on CFPB including policy issues and staffing. | 10000 | 0 | 0 | 2017-10-04T10:00:54.853000-04:00 | ||
| 2019602 | GOLDHABER POLICY SERVICES LLC 198ff053-22c6-48b3-9acf-e2eb32ae54d2 | Q3 | GOLDHABER POLICY SERVICES LLC | 400935705 | SHELLPOINT PARTNERS LLC | 2017 | third_quarter | FIN | Worked on issues and options related to non-bank membership in Federal Home Loan Bank | 10000 | 0 | 0 | 2017-10-04T10:12:56.397000-04:00 | ||
| 2019787 | CAPITAL CONCEPTS ce5136f6-73e3-49e7-9949-ef7780c341dc | Q3 | CAPITAL CONCEPTS | 8065 | ASSOCIATION FOR FINANCIAL COUNSELING & PLANNING EDUCATION (AFCPE) | 2017 | third_quarter | FIN | House Financial CHOICE Act | HOUSE OF REPRESENTATIVES | 0 | 0 | 2017-10-04T15:34:12.100000-04:00 | ||
| 2019913 | RICH FEUER ANDERSON 9c520a96-9b2a-4a5e-9da2-5990a84b51ec | Q3 | RICH FEUER ANDERSON | 84775 | THOMSON REUTERS | 2017 | third_quarter | FIN | Implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-10-05T11:45:45.267000-04:00 | |
| 2019953 | RICH FEUER ANDERSON d8e3cac3-64ad-4f4f-bfae-3b5eb3f68d9f | Q3 | RICH FEUER ANDERSON | 84775 | WELLINGTON MANAGEMENT CO LLP | 2017 | third_quarter | FIN | Regulation of asset managers, including implementation of the "Dodd-Frank Wall Street Reform and Consumer Protection Act." | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-10-05T12:52:19.047000-04:00 | |
| 2020030 | HOLLAND & KNIGHT LLP 6fde2197-0309-4a5e-a47e-7380f45395ed | Q3 | HOLLAND & KNIGHT LLP | 18466 | PCI SECURITY STANDARDS COUNCIL, LLC | 2017 | third_quarter | FIN | Policy issues related to data breach and cyber security. | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Natl Institute of Standards & Technology (NIST),Office of the Comptroller of the Currency (OCC),SENATE | 40000 | 0 | 0 | 2017-10-05T14:29:28.223000-04:00 | |
| 2020071 | REPUBLIC CONSULTING, LLC 1c62888d-93b1-4312-ab8b-b6f749d3cef9 | Q3 | REPUBLIC CONSULTING, LLC | 401016871 | CITIGROUP WASHINGTON INC. | 2017 | third_quarter | FIN | Monitor CHOICE Act (HR 314) and NFIP Reauthorization. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-10-05T15:45:10.923000-04:00 | |
| 2020074 | TEXAS RETAILERS ASSOCIATION a9cc8c93-872b-464e-b596-4bee449cdeb6 | Q3 | TEXAS RETAILERS ASSOCIATION | 401104299 | TEXAS RETAILERS ASSOCIATION | 2017 | third_quarter | FIN | Financial CHOICE Act (HR 10) - Debit Card Swipe Fee Reform | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-10-05T15:54:14.733000-04:00 | ||
| 2020077 | REPUBLIC CONSULTING, LLC d43ef27d-c36f-48c6-838b-b22b6e7287fd | Q3 | REPUBLIC CONSULTING, LLC | 401016871 | NATIONAL READY MIXED CONCRETE ASSOCIATION | 2017 | third_quarter | FIN | Monitor the Reauthorization of the National Flood Insurance Program and advocate for resilient construction and usability standards, as well as improved public and private data sharing and integration. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-10-05T15:54:16.390000-04:00 | |
| 2020345 | COMMERCE BANK 90c70a15-b825-4234-9e74-ef0fb10eaab1 | Q3 | COMMERCE BANK | 400728185 | COMMERCE BANK | 2017 | third_quarter | FIN | General banking regulatory reform. Discussions included the merits of tailoring banking regulations depending on the risk profile and business model of the financial institution. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-10-06T12:19:50.690000-04:00 | ||
| 2020346 | FINANCIAL SERVICES INSTITUTE 5a066dd5-3385-4eb3-ad4d-a540aa55660f | Q3 | FINANCIAL SERVICES INSTITUTE | 400712136 | FINANCIAL SERVICES INSTITUTE | 2017 | third_quarter | FIN | DOL Fiduciary Rule | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 120000 | 0 | 0 | 2017-10-06T12:21:52.097000-04:00 | |
| 2020479 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES b8c93f6b-d4c6-4afa-aa9b-564ec0ed104e | Q3 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 7725 | CALIFORNIA AND NEVADA CREDIT UNION LEAGUES | 2017 | third_quarter | FIN | Credit union operations and all aspects of lending, compliance, and member services. Hart Scott Rodino exemptions.National Credit Union Administration (NCUA) budget and appropriations. | Consumer Financial Protection Bureau (CFPB),Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Natl Credit Union Administration (NCUA),SENATE | 110000 | 0 | 0 | 2017-10-06T16:48:03.617000-04:00 | |
| 2020506 | FIDELIS GOVERNMENT RELATIONS 9bac12b2-43c4-4d7e-b45b-fc445b9abe92 | Q3 | FIDELIS GOVERNMENT RELATIONS | 306011 | AFLAC | 2017 | third_quarter | FIN | Personnel issues, financial regulatory issues generally | Executive Office of the President (EOP),Office of the Vice President of the United States | 45000 | 0 | 0 | 2017-10-06T18:10:19.470000-04:00 | |
| 2020518 | MR. DOYCE BOESCH e331b648-4105-4405-985e-9a5c3de47c62 | Q3 | MR. DOYCE BOESCH | 400677020 | FIDELITY INVESTMENTS | 2017 | third_quarter | FIN | Financial regulation and legislation | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2017-10-06T20:46:33.280000-04:00 | |
| 2020520 | MR. DOYCE BOESCH 82e0b662-d417-4357-82bd-49e011862da8 | Q3 | MR. DOYCE BOESCH | 400677020 | INVESTMENT COMPANY INSTITUTE | 2017 | third_quarter | FIN | Financial Regulation and Legislation | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2017-10-06T20:51:36.227000-04:00 | |
| 2020531 | THE WILLIAMS GROUP 57527777-28bf-4edc-8126-5951a5f32d83 | Q3 | THE WILLIAMS GROUP | 401104049 | METLIFE GROUP, INC.(FKA METROPOLITAN LIFE) | 2017 | third_quarter | FIN | Non-Bank SIFI Designation | HOUSE OF REPRESENTATIVES,SENATE | 22500 | 0 | 0 | 2017-10-07T10:44:53.657000-04:00 | |
| 2020532 | THE WILLIAMS GROUP 964c541d-e654-4bdd-9196-589b6a15f86a | Q3 | THE WILLIAMS GROUP | 401104049 | AMERICAN FINANCIAL SERVICES ASSOCIATION | 2017 | third_quarter | FIN | Annual Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2017-10-07T10:45:56.720000-04:00 | |
| 2020534 | THE WILLIAMS GROUP c11f998d-499e-49f2-b721-12342199d348 | Q3 | THE WILLIAMS GROUP | 401104049 | GENERAL MOTORS | 2017 | third_quarter | FIN | Privacy Notification | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2017-10-07T10:48:59.813000-04:00 | |
| 2020614 | AKIN GUMP STRAUSS HAUER & FELD 424882a6-a99c-4341-a4ce-6eec492f6063 | Q3 | AKIN GUMP STRAUSS HAUER & FELD | 682 | MOODY'S CORPORATION | 2017 | third_quarter | FIN | Dodd-Frank implementation; Financial CHOICE Act, H.R. 10. | HOUSE OF REPRESENTATIVES,SENATE | 90000 | 0 | 0 | 2017-10-09T10:14:15.450000-04:00 | |
| 2020735 | ADVANCED POLICY CONSULTING, LLC 36917da1-3b3a-4132-9fac-46524bcd35b2 | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INDEPENDENT INVESTMENT BANKERS, CORP. | 2017 | third_quarter | FIN | H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-10-09T12:50:17.003000-04:00 | ||
| 2020736 | ADVANCED POLICY CONSULTING, LLC ea53686c-13f7-4fce-b070-4afaa4ba4a0f | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | BA SECURITIES, LLC | 2017 | third_quarter | FIN | H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-10-09T12:51:18.363000-04:00 | |
| 2020737 | ADVANCED POLICY CONSULTING, LLC 181b4158-7109-4a88-be0d-fd991fc27a5b | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | M&A SECURITIES GROUP, INC. | 2017 | third_quarter | FIN | H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-10-09T12:52:19.707000-04:00 | |
| 2020738 | ADVANCED POLICY CONSULTING, LLC aadf4f34-9895-4f2b-a6d7-d0738fe41eaf | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | BURCH & CO., INC. | 2017 | third_quarter | FIN | H.R.477 - the "Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017" and potential Senate legislation regarding the same. H.R. 10"Financial CHOICE Act of 2017" as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. The "Financial Services and General Government" (FSGG) legislation on the House and Senate side as it pertains to the inclusion of H.R. 477, the Small Business Mergers, Acquisitions, Sales, and Brokerage Simplification Act of 2017. | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-10-09T12:53:21.177000-04:00 | |
| 2020742 | ADVANCED POLICY CONSULTING, LLC 1604a498-4ea3-4dd5-8adb-c1742069cbba | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | INVESTMENT COMPANY INSTITUTE (ICI) | 2017 | third_quarter | FIN | Financial Stability Councils (FSOC) review process of asset managers as systemically important financial institutions (SIFI). Opposed inclusion of language in the FY17 Omnibus Appropriations Bill that would have prohibit the new SEC Proposed Rule 30e-3 that allows mutual funds to communicate to their customers using digital delivery of financial reporting information. | HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2017-10-09T12:59:25.407000-04:00 | |
| 2020765 | ADVANCED POLICY CONSULTING, LLC 5636d641-0682-41c3-8b34-79c31b433124 | Q3 | ADVANCED POLICY CONSULTING, LLC | 401103524 | MANUFACTURED HOUSING INSTITUTE (MHI) | 2017 | third_quarter | FIN | H.R. 1699 "Preserving Access to Manufactured Housing Act of 2017." Senate/House Financial Services Appropriations Bill as it relates to Manufactured Housing provisions contained in H.R. 1699 "Preserving Access to Manufactured Housing Act of 2017." The "Financial CHOICE Act" as it relates to manufactured housing. | HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),SENATE | 20000 | 0 | 0 | 2017-10-09T13:31:43.383000-04:00 | |
| 2020830 | HOLLAND & KNIGHT LLP 6e784d16-324c-4be2-b81c-8cd6723cc580 | Q3 | HOLLAND & KNIGHT LLP | 18466 | CERTIFIED FINANCIAL PLANNER BOARD OF STANDARDS, INC. | 2017 | third_quarter | FIN | Educating Members of Congress and staff on the Department of Labor's Conflict of Interest Rule. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-10-09T14:04:43.483000-04:00 | |
| 2020970 | DENTONS US LLP a994a6a6-5df7-4b93-a414-b3e8762e7456 | Q3 | DENTONS US LLP | 36105 | LOS ANGELES DEPARTMENT OF WATER & POWER | 2017 | third_quarter | FIN | Tax-free municipal bonds | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-10-09T17:44:03.253000-04:00 | |
| 2020975 | DENTONS US LLP 9c28f387-1c98-4cce-946a-479fb3f52d19 | Q3 | DENTONS US LLP | 36105 | AMUSEMENT AND MUSIC OPERATORS ASSOCIATION | 2017 | third_quarter | FIN | Issues related to Dodd-Frank implementation; Operation Choke Point | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-10-09T18:15:08.807000-04:00 | |
| 2020978 | DENTONS US LLP f9a839ea-20d9-4ee8-9c41-d330facc2795 | Q3 | DENTONS US LLP | 36105 | AMERICAN AMUSEMENT MACHINE ASSOCIATION | 2017 | third_quarter | FIN | Issues related to Dodd-Frank Implementation; Operation Choke Point | HOUSE OF REPRESENTATIVES,SENATE | 10000 | 0 | 0 | 2017-10-09T18:29:10.663000-04:00 | |
| 2021045 | YODLEE INC. db3b5873-a383-4c15-8da0-ae56a83ee102 | Q3 | YODLEE INC. | 401104165 | YODLEE INC. | 2017 | third_quarter | FIN | Consumer-permissioned financial data access issues; alternative data and credit reporting | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Financial Crimes Enforcement Network (FinCEN),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 120000 | 0 | 0 | 2017-10-10T08:29:23.253000-04:00 | |
| 2021053 | THE JOSEPH GROUP, LLC 889a744c-0823-440c-9a8c-82db2f98d8ea | Q3 | THE JOSEPH GROUP, LLC | 288613 | ANGELLIST | 2017 | third_quarter | FIN | Issues relating to capital formation | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-10-10T09:48:32.907000-04:00 | ||
| 2021206 | DENTONS US LLP 67648273-bd07-45bb-bbd2-ae9955d46e36 | Q3 | DENTONS US LLP | 36105 | CREDIT UNION NATIONAL ASSOCIATION | 2017 | third_quarter | FIN | Supplemental capital issues, regulatory issues for credit unions and tax exemption status: HR 10, HR 389, HR 1018, HR 1031, HR 1116, HR 1153, HR 1244, HR 1264, HR 1401, HR 1422, HR 1423, HR 1426, HR 1529, HR 1699, HR 1801, HR 1958, HR 1964, HR 2133, HR 2170, HR 2215, HR 2226, HR 2246, HR 2359, HR 2403, HR 2553, HR 2570, HR 2706, HR 2793, HR 2868, HR 2874, HR 2875, HR 2877, HR 2890, HR 2954, HR 3072, HR 3110, HR 3312, HR 3354, HR 3746, HR 3758, HR 3766, HR 3857, HR 3866; HJ Res 62, HJ Res 73, HJ Res 111; S 21, S 105, S 223, SJ Res 19, S 365, S 366, S 370, S 387, S 563, S 567, S 836, S 838, S 1002, S 1264, S 1284, S 1313, S 1315, S 1368, S 1389, S 1499, S 1571, S 1579, S 1642, S 1753, S 1810; SJ Res 47; data security and cybersecurity: patent reform; FHLB membership rules; CFPB and FSOC reform; and GSE reform. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-10-10T11:33:39.813000-04:00 | |
| 2021256 | BAKER & HOSTETLER LLP f4ebec8e-6483-4c52-a4fc-87d136e433e0 | Q3 | BAKER & HOSTETLER LLP | 5131 | FIDELITY AND GUARANTY LIFE (F K A OLD MUTUAL BUSINESS SERVICES INC ) | 2017 | third_quarter | FIN | U.S. Department of Labor regulatory issues | HOUSE OF REPRESENTATIVES,Justice, Dept of (DOJ),Labor, Dept of (DOL),SENATE | 120000 | 0 | 0 | 2017-10-10T11:58:35.997000-04:00 | |
| 2021625 | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC 1be9b9bf-3cd6-42ec-b5ba-3d90ae81a556 | 3T | WEXLER | WALKER, A UNIT OF HILL+KNOWLTON STRATEGIES, LLC | 41113 | THE CLEARING HOUSE ASSOCIATION L.L.C. | 2017 | third_quarter | FIN | Payments-related legislation; cyber security legislation; patent reform legislation; bankruptcy reform legislation | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 1 | 2017-10-10T18:24:01.217000-04:00 | |
| 2021628 | AMERICAN RESORT DEVELOPMENT ASSN e87c5bb1-2865-4d36-90fd-c66a19be0625 | Q3 | AMERICAN RESORT DEVELOPMENT ASSN | 3242 | AMERICAN RESORT DEVELOPMENT ASSN | 2017 | third_quarter | FIN | Issues related to the implementation of Dodd-Frank; issues related to Consumer Financial Protection Bureau reforms | HOUSE OF REPRESENTATIVES,SENATE | 270000 | 0 | 0 | 2017-10-10T19:02:08.393000-04:00 | |
| 2021649 | KABBAGE, INC. f40d8cff-69e2-45a9-b3c2-628ba21adff9 | Q3 | KABBAGE, INC. | 401104099 | KABBAGE, INC. | 2017 | third_quarter | FIN | 1. Educate members of Congress and agencies on Financial Technology solutions (FinTech) in the online small business lending space and Artificial Intelligence (AI) and machine learning usage in financial institutions. 2. Advocate for open federal data (APIs) through Executive Action or Congressional action via CFPB's Dodd Frank 1033 process and the IRS Data Verification Modernization Act of 2016 (McHenry and Booker) 3. Educate the OCC, and CFPB on an "Open Banking Environment" (Dodd Frank Sec. 1033) so customers may share their data through permission based APIs with third party FinTech platforms. 4. Discuss the OCC's proposed special purpose national bank charter for FinTech companies. 5. Advocate for Federal Regulatory "Sandboxes" via H.R. 6118, the Financial Services Innovation Act of 2016 (McHenry). | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,Treasury, Dept of | 130000 | 0 | 0 | 2017-10-10T22:28:40.540000-04:00 | |
| 2021714 | FINANCIAL EXECUTIVES INTERNATIONAL 73cecc0d-8dda-4eeb-b409-85c786105819 | Q3 | FINANCIAL EXECUTIVES INTERNATIONAL | 14520 | FINANCIAL EXECUTIVES INTERNATIONAL | 2017 | third_quarter | FIN | Volcker Rule, money market reforms, Dodd-Frank Act, over the counter derivatives regulation,"too big to fail" issues | Commodity Futures Trading Commission (CFTC),Defense Contract Audit Agency (DCAA),Defense, Dept of (DOD),Federal Deposit Insurance Corporation (FDIC),Federal Reserve System,Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Natl Economic Council (NEC),Pension Benefit Guaranty Corporation (PBGC),Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 25674 | 0 | 0 | 2017-10-11T10:10:42.347000-04:00 | |
| 2021720 | ECA STRATEGIES, INC. a41383e6-ad12-4b8a-96ca-2e3cbb419f3d | Q3 | ECA STRATEGIES, INC. | 401103826 | DMP INVESTMENTS | 2017 | third_quarter | FIN | CFPB reform efforts; Financial Institution Customer Protection Act; Dodd-Frank implementation and reform | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-10-11T10:14:49.647000-04:00 | |
| 2021760 | NASDAQ, INC. 8948a787-1e92-4f9d-bca6-ca616317a224 | Q3 | NASDAQ, INC. | 27115 | NASDAQ INC | 2017 | third_quarter | FIN | General issues relating to the following: Revitalize the market for small public companies/policies that promote IPOs - H.R. 10 - Financial CHOICE Act of 2017; Legislation to increase transparency and reduce conflicts of interest in the proxy advisory industry, Corporate Governance Reform and Transparency Act of 2016 (114th Congress); Trading and listings standards needed for a U.S. Venture Exchange, Main Street Growth Act (114th Congress); Section 31 Fee Overpayments, S. 462 - Section 31 Fee Overpayments, H.R. 1257 - Section 31 Fee Overpayments; Cross border regulatory issues between the U.S. and Europe; SEC Conflict Minerals Rule; Incentives for the trading of small cap stocks/ETFs; Repatriation/tax reform; Implementation and expansion of the Jobs Act/capital formation agenda/IPOs; H1B visa/immigration reform; Securities transactions tax; Tax treatment of options contracts; Equity, fixed income market structure/Regulation NMS; Proprietary ownership and distribution of market data; Corporate governance issues; Cyber Security and system infrastructure; Limitations on SEC regulation of non-exchange activities; H.R.3555 - Exchange Regulatory Improvement Act; and Requiring transparency of short positions that match existing requirements on long position holders. | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 320000 | 0 | 0 | 2017-10-11T10:43:35.530000-04:00 | |
| 2021783 | FAIR ISAAC CORPORATION (DBA FICO) b9f57fed-d679-479a-8b5a-834184970b73 | Q3 | FAIR ISAAC CORPORATION (DBA FICO) | 400612859 | FAIR ISAAC CORPORATION (DBA FICO) | 2017 | third_quarter | FIN | Issues related to credit scoring; Credit Repair Organizations Act draft legislation; H.R. 898/S. 1685, Credit Score Competition Act of 2017 | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2017-10-11T11:06:00.243000-04:00 | |
| 2021893 | CAPITOL LEGISLATIVE STRATEGIES LLC 1cc981a4-1415-48f5-9588-482f63d2a750 | Q3 | CAPITOL LEGISLATIVE STRATEGIES LLC | 400432093 | LEADING BUILDERS OF AMERICA | 2017 | third_quarter | FIN | All issues related to housing finance reform, including GSEs and appraisals, and mortgage underwriting. | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-10-11T12:25:53.627000-04:00 | |
| 2021993 | TAUZIN CONSULTANTS, LLC d9c8e544-530e-4475-9a06-31c6ce08118d | Q3 | TAUZIN CONSULTANTS, LLC | 400671007 | ST. CHARLES PARISH | 2017 | third_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | Army, Dept of (Corps of Engineers),HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-10-11T13:27:25.423000-04:00 | |
| 2022109 | PRINTING INDUSTRIES OF AMERICA, INC. 51e5d953-c729-49df-ad6c-01a39f3fadb2 | Q3 | PRINTING INDUSTRIES OF AMERICA, INC. | 32203 | PRINTING INDUSTRIES OF AMERICA INC | 2017 | third_quarter | FIN | SEC regulation 30(e)-3. | Environmental Protection Agency (EPA),Food & Drug Administration (FDA),HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),Natl Labor Relations Board (NLRB),Occupational Safety & Health Administration (OSHA),Securities & Exchange Commission (SEC),SENATE,U.S. Postal Service (USPS) | 80500 | 0 | 0 | 2017-10-11T14:51:08.997000-04:00 | |
| 2022156 | BOND DEALERS OF AMERICA 44db5e9c-48ce-4eca-8112-a55fd4aacaa5 | Q3 | BOND DEALERS OF AMERICA | 400404907 | BOND DEALERS OF AMERICA | 2017 | third_quarter | FIN | Tax & Securities | HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 66000 | 0 | 0 | 2017-10-11T15:24:51.847000-04:00 | |
| 2022193 | J.C. WATTS COMPANIES 3022f66e-66da-48e8-9e42-4f1d865ddaaf | Q3 | J.C. WATTS COMPANIES | 87858 | NATIONAL INSTALLMENT LENDERS ASSOCIATION | 2017 | third_quarter | FIN | Dodd-Frank Reform, Small Dollar lending | Consumer Financial Protection Bureau (CFPB),HOUSE OF REPRESENTATIVES,SENATE | 37500 | 0 | 0 | 2017-10-11T15:54:01.167000-04:00 | |
| 2022202 | J.C. WATTS COMPANIES 98a831df-8980-4505-9869-de763f3e2966 | Q3 | J.C. WATTS COMPANIES | 87858 | NATIONAL ASSOCIATION OF SECURITIES PROFESSIONALS | 2017 | third_quarter | FIN | Dodd-Frank reform, DOL Fiduciary rule, Retirement reform | Consumer Financial Protection Bureau (CFPB),Federal Retirement Thrift Investment Board,HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 19500 | 0 | 0 | 2017-10-11T16:02:15.163000-04:00 | |
| 2022260 | TAUZIN STRATEGIC NETWORKS f7dc5fac-64a0-4b56-abb3-8b2c719da639 | Q3 | TAUZIN STRATEGIC NETWORKS | 400786367 | TAUZIN CONSULTANTS (ON BEHALF OF ST. CHARLES PARISH) | 2017 | third_quarter | FIN | Issues related to the upcoming NFIP reauthorization. | HOUSE OF REPRESENTATIVES,SENATE | 20000 | 0 | 0 | 2017-10-11T16:56:19.760000-04:00 | |
| 2022317 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION 99ebc984-a68b-457a-9642-32eb26670ae7 | Q3 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 400503478 | ALTERNATIVE INVESTMENT MANAGEMENT ASSOCIATION | 2017 | third_quarter | FIN | H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act H.R. 5983 - Financial CHOICE Act H.R. 6772 - Commodity Exchange Act | Commodity Futures Trading Commission (CFTC),Securities & Exchange Commission (SEC) | 70000 | 0 | 0 | 2017-10-12T05:54:44.217000-04:00 | |
| 2022580 | IMPERIUM GLOBAL ADVISORS 9438fab2-9a1d-4a99-b584-248a13114f9d | Q3 | IMPERIUM GLOBAL ADVISORS | 401104114 | PAYSCOUT | 2017 | third_quarter | FIN | Virtual Reality Commerce | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-10-12T11:20:11.723000-04:00 | ||
| 2022587 | KPMG LLP caa095ab-4f47-42cb-accd-341f526fee9a | Q3 | KPMG LLP | 21893 | KPMG LLP | 2017 | third_quarter | FIN | Issues related to implementation of the Sarbanes-Oxley Act (Pub. L. 107-204). | Government Accountability Office (GAO),HOUSE OF REPRESENTATIVES,Internal Revenue Service (IRS),Securities & Exchange Commission (SEC),SENATE | 380000 | 0 | 0 | 2017-10-12T11:30:25.080000-04:00 | |
| 2022593 | AMERICAN COUNCIL OF LIFE INSURERS ad1717da-031b-4b99-8ac7-a8993726ecc9 | Q3 | AMERICAN COUNCIL OF LIFE INSURERS | 2115 | AMERICAN COUNCIL OF LIFE INSURERS | 2017 | third_quarter | FIN | Public Law 111-203, H.R. 4173 - Dodd-Frank Wall Street Reform and Consumer Protection Act. Issue: Implementation and Regulatory reform. Captive Reinsurance Transactions, Insurance Capital Standards and Global Capital Standards. Roles of federal and state agencies at the International Association of Insurance Supervisors and the Financial Stability Board. Implementation of S. 2270 - Insurance Capital Standards Clarification Act of 2014. The bill would give the Federal Reserve the authority to tailor capital standards for insurance companies subject to Fed supervision. Issue: Capital Standards, Basel III H.R.___ - Financial Services and General Government Appropriations Act. Making appropriations for financial services and general government for the fiscal year ending September 30, 2018, and for other purposes. Issue: Global insurance standards; SIFI de-risking. S. 223/H.R. 3758 - Senior$afe Act of 2017. This bill will provide immunity from suit for certain individuals who disclose potential examples of financial exploitation of senior citizens. Issue: protecting seniors financial security. H.R. 10 -- Financial CHOICE Act. Issue: Implementation and regulatory reform of the financial services industry. H.R. 3110/S. 1463 - A bill to amend the Financial Stability Act of 2010 to modify the term of the independent member of the Financial Stability Oversight Council. Issue: Dodd-Frank Act reform. S. 1360 - International Insurance Capital Standards Accountability Act of 2017. Issue: international insurance standards. H.R. 3762 - International Insurance Standards Act of 2017. Issue: international insurance standards. H.R. 3857 - Protecting Advice for Small Savers (PASS) Act of 2017. Issue: Establishing a best interest standard for financial advisors and fiduciary rule. H.R. 3861 - Federal Insurance Office Reform Act of 2017. Issue: FIO reform. H.R.__ - Draft legislation regarding the designations or titles of financial professionals. Issue: Unclaimed life insurance products. No bill number assigned. … | HOUSE OF REPRESENTATIVES,SENATE | 1088000 | 0 | 0 | 2017-10-12T11:37:27.843000-04:00 | |
| 2022621 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA c872319f-35a1-449a-9f70-b2a27eefacfa | Q3 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA | 400881578 | COMMUNITY FINANCIAL SERVICES ASSOCIATION OF AMERICA | 2017 | third_quarter | FIN | Issues related to short-term lending, payday advance loans, Dodd-Frank Act implementations. | HOUSE OF REPRESENTATIVES,SENATE | 110000 | 0 | 0 | 2017-10-12T12:06:42.913000-04:00 | |
| 2022650 | CORNERSTONE GOVERNMENT AFFAIRS, INC. 0198c719-9791-4e8b-9e48-7d1564cd75de | Q3 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | HUNT DEVELOPMENT GROUP LLC | 2017 | third_quarter | FIN | Public/Private Partnerships | HOUSE OF REPRESENTATIVES,SENATE | 140000 | 0 | 0 | 2017-10-12T12:25:03.987000-04:00 | |
| 2022745 | AKIN GUMP STRAUSS HAUER & FELD 5d81a3da-da01-4c00-9b01-da56e545afc5 | Q3 | AKIN GUMP STRAUSS HAUER & FELD | 682 | EMVCO, LLC | 2017 | third_quarter | FIN | Education on the role and responsibility of setting global payment standards to ensure interoperability and acceptance of secure payment transactions. | Federal Trade Commission (FTC),HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-10-12T13:50:20.793000-04:00 | |
| 2022833 | COPPER HILL STRATEGIES, LLC 4fd75b62-534d-4045-83db-10c77efeaadc | Q3 | COPPER HILL STRATEGIES, LLC | 401104565 | SWEETBRIDGE, INC. | 2017 | third_quarter | FIN | financial laws and regulations that may impact blockchain technology and digital currencies | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE | 0 | 0 | 2017-10-12T14:42:21.390000-04:00 | ||
| 2022885 | K&L GATES, LLP aed51e51-b25a-4adb-b63a-cd974759be4b | Q3 | K&L GATES, LLP | 32098 | CMS ENERGY CORP | 2017 | third_quarter | FIN | H.R. 10, Financial Choice Act of 2017: issues related to Dodd-Frank Act and Volcker Rule provision. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 20000 | 0 | 0 | 2017-10-12T15:04:58.477000-04:00 | |
| 2023027 | NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) 12a728e8-b18a-45e2-9554-a9e981119e63 | Q3 | NAVIGATORS GLOBAL LLC (FORMERLY DC NAVIGATORS, LLC) | 85071 | AFFORDABLE EQUITY PARTNERS INC. | 2017 | third_quarter | FIN | General issues - no specific legislation | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-10-12T15:55:28.307000-04:00 | |
| 2023032 | AMERICAN INVESTMENT COUNCIL F/K/A PEGCC af44da71-70c4-4de5-b51b-6fec0ec8d86e | Q3 | AMERICAN INVESTMENT COUNCIL F/K/A PEGCC | 316536 | AMERICAN INVESTMENT COUNCIL F/K/A PEGCC | 2017 | third_quarter | FIN | Legislation affecting the regulation of private equity; Regulations affecting private equity firms in the United States and abroad; Dodd-Frank Act, regulations affecting private equity; Jumpstart Our Business Startups Act (112 P.L. 106), regulations affecting private equity; Legislation affecting the regulation of business development companies; Volcker Rule, proposed modifications thereto; Aggregation relief at the Commodity Futures Trading Commission; Financial CHOICE Act of 2017 (H.R. 10) and related proposals, all provisions regarding private equity. | Commerce, Dept of (DOC),Commodity Futures Trading Commission (CFTC),Federal Reserve System,HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of,White House Office | 350000 | 0 | 0 | 2017-10-12T15:56:31.713000-04:00 | |
| 2023093 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) 03460484-ce9c-466f-9ad2-8d188899e489 | Q3 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) | 24486 | TIAA | 2017 | third_quarter | FIN | Issues related oversight and regulation of insurance companies, insurance products and retirement accounts | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 40000 | 0 | 0 | 2017-10-12T16:12:10.193000-04:00 | |
| 2023103 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) b575397c-8b18-4d0e-8686-39e6e76af4ca | Q3 | MCGUIREWOODS CONSULTING (A SUBSIDIARY OF MCGUIREWOODS LLP) | 24486 | SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION (SIFMA) | 2017 | third_quarter | FIN | Taxation of asset managers | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-10-12T16:15:15.723000-04:00 | ||
| 2023114 | JM FAMILY ENTERPRISES, INC 6cc7a496-062c-4487-9b14-1cea83be0727 | Q3 | JM FAMILY ENTERPRISES, INC | 20620 | JM FAMILY ENTERPRISES INC | 2017 | third_quarter | FIN | Consumer Financial Protection Bureau regulatory actions, oversight and legislation to auto finance H.R. 10, "Financial Choice Act" - provisions related to CFPB reform. | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-10-12T16:20:27.537000-04:00 | |
| 2023223 | SMW PARTNERS, LLC 19c04394-fd1e-44e4-9320-00427d9a3fa5 | Q3 | SMW PARTNERS, LLC | 401104362 | MARKS AND SOKOLOV, LLC ON BEHALF OF IGOR KOLOMOISKY | 2017 | third_quarter | FIN | Business issues related to investments in the U.S. | Executive Office of the President (EOP) | 30000 | 0 | 0 | 2017-10-12T23:16:25.937000-04:00 | |
| 2023226 | SMW PARTNERS, LLC f9806e41-70d6-4e50-a972-c2f3ebf6b733 | Q3 | SMW PARTNERS, LLC | 401104362 | ROBERTI GLOBAL ON BEHALF OF NORD STREAM 2 AG | 2017 | third_quarter | FIN | Issues related to the U.S. position toward the Nord Stream 2 pipeline, including potential financial sanctions affecting the project. | Executive Office of the President (EOP) | 50000 | 0 | 0 | 2017-10-12T23:18:27.297000-04:00 | |
| 2023338 | HOLLAND & KNIGHT LLP 65b53eca-09db-46b1-8a66-770ccb860a15 | Q3 | HOLLAND & KNIGHT LLP | 18466 | AMSCOT FINANCIAL CORPORATION | 2017 | third_quarter | FIN | Legislation and policies affecting financial services, including pay day advances and check cashing. | HOUSE OF REPRESENTATIVES,SENATE | 80000 | 0 | 0 | 2017-10-13T10:59:06.197000-04:00 | |
| 2023342 | HOLLAND & KNIGHT LLP 4ba7fb88-e088-4786-a8eb-2c744acb25a4 | Q3 | HOLLAND & KNIGHT LLP | 18466 | DEPOSITORY TRUST & CLEARING CORPORATION | 2017 | third_quarter | FIN | Briefed and educated Congressional offices on the role of clearance and settlement of securities transactions, the centralized collection of data relating to credit default swaps in US financial markets and its impact on the transparency of such markets; Blockchain. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-10-13T11:02:11.167000-04:00 | |
| 2023351 | RASKY PARTNERS, INC. e1fa8de2-7731-4c0f-b886-ad2b2fb9a716 | Q3 | RASKY PARTNERS, INC. | 297410 | LIVE OAK BANK | 2017 | third_quarter | FIN | Monitor Banking, Lending and Financial Services Issues | HOUSE OF REPRESENTATIVES,SENATE | 15000 | 0 | 0 | 2017-10-13T11:05:17.417000-04:00 | |
| 2023366 | RASKY PARTNERS, INC. 682d36aa-e5a5-448a-98e1-93c86ccdc0e1 | Q3 | RASKY PARTNERS, INC. | 297410 | ASCENSUS | 2017 | third_quarter | FIN | Policy regarding savings plans | HOUSE OF REPRESENTATIVES,SENATE | 0 | 0 | 2017-10-13T11:11:29.100000-04:00 | ||
| 2023469 | DAVIS & HARMAN LLP ff68305e-ebf8-43a9-9f97-0c129ce12510 | Q3 | DAVIS & HARMAN LLP | 11674 | STATE STREET BANK AND TRUST CO. | 2017 | third_quarter | FIN | H.R. 1611, Gender Diversity in Corporate Leadership Act | HOUSE OF REPRESENTATIVES,SENATE | 30000 | 0 | 0 | 2017-10-13T12:08:48.087000-04:00 | |
| 2023472 | DAVIS & HARMAN LLP fa8dfaf0-948e-4343-99d6-cf4ddd1abf82 | Q3 | DAVIS & HARMAN LLP | 11674 | TRANSAMERICA LIFE INSURANCE COMPANY | 2017 | third_quarter | FIN | Issues related to SEC rulemaking toward electronic delivery of mutual fund disclosures. | HOUSE OF REPRESENTATIVES,SENATE,Treasury, Dept of | 10000 | 0 | 0 | 2017-10-13T12:09:50.117000-04:00 | |
| 2023485 | MANATT, PHELPS, AND PHILLIPS c4b21268-c84b-4a9f-84bd-04af1b0e5ed5 | Q3 | MANATT, PHELPS, AND PHILLIPS | 23645 | CARDTRONICS, INC | 2017 | third_quarter | FIN | Financial services, ATMs | 0 | 0 | 2017-10-13T12:31:02.547000-04:00 | |||
| 2023499 | GRANT CONSULTING GROUP 45acf2ea-7f5e-40db-9985-c2ae8859c6f6 | Q3 | GRANT CONSULTING GROUP | 89155 | RAYMOND JAMES INSURANCE GROUP INC | 2017 | third_quarter | FIN | fiduciary rule | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE | 0 | 0 | 2017-10-13T12:54:11.917000-04:00 | ||
| 2023560 | SOBBA PUBLIC, LLC d3b6dde4-95da-42a6-a455-e2d230229e0c | Q3 | SOBBA PUBLIC, LLC | 316797 | VIRTU FINANCIAL, LLC | 2017 | third_quarter | FIN | issues related to the electronic trading of equities and derivatives | Agriculture, Dept of (USDA),Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 30000 | 0 | 0 | 2017-10-13T13:27:56.783000-04:00 | |
| 2023567 | SOBBA PUBLIC, LLC 48c634a8-188c-450d-bead-f3dc0000a86b | Q3 | SOBBA PUBLIC, LLC | 316797 | INTERCONTINENTAL EXCHANGE | 2017 | third_quarter | FIN | issued related to the exchange trading of equities and derivatives | Commodity Futures Trading Commission (CFTC),HOUSE OF REPRESENTATIVES,Securities & Exchange Commission (SEC),SENATE,Treasury, Dept of | 0 | 0 | 2017-10-13T13:30:01.940000-04:00 | ||
| 2023571 | SQUIRE PATTON BOGGS 1b8c27e3-d103-4c14-8535-62d9f12e4a0c | Q3 | SQUIRE PATTON BOGGS | 30906 | AMERICAN ASSOCIATION OF RESPONSIBLE AUTO LENDERS | 2017 | third_quarter | FIN | Issues related to Consumer Financial Protection Bureau rulemakings on short-term lending. Legislative issues related to lending and Operation Chokepoint. SBREFA Panel for short-term lending rulemaking process. | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-10-13T13:31:03.360000-04:00 | |
| 2023579 | MERCURY PUBLIC AFFAIRS, LLC fe6ba7ae-fb90-4f2c-b04d-9cb748981d40 | Q3 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | HARPETH FINANCIAL SERVICES | 2017 | third_quarter | FIN | CFPB reform | HOUSE OF REPRESENTATIVES,Office of Administration,SENATE | 10000 | 0 | 0 | 2017-10-13T13:36:10.577000-04:00 | |
| 2023623 | INTERNATIONAL COUNCIL OF SHOPPING CENTERS fd82df8b-3e1b-4afe-bc41-8daf48284c81 | Q3 | INTERNATIONAL COUNCIL OF SHOPPING CENTERS | 19935 | INTERNATIONAL COUNCIL OF SHOPPING CENTERS | 2017 | third_quarter | FIN | Reauthorization of the National Flood Insurance Program H.R.2148 - Clarifying Commercial Real Estate Loans H.R.2875 - National Flood Insurance Program Administrative Reform Act of 2017 H.R.1558 - Repeatedly Flooded Communities Preparation Act H.R.1422 - Flood Insurance Market Parity and Modernization Act H.R.2246 - Taxpayer Exposure Mitigation Act of 2017 H.R.2565 - To require the use of replacement cost value in determining the premium rates for flood insurance coverage under the National Flood Insurance Act, and for other purposes. H.R.2868 - National Flood Insurance Program Policyholder Protection Act of 2017 H.R.2874 - 21st Century Flood Reform Act H.R. 2148 Clarifying Commercial Real Estate Loans Volcker Rule | HOUSE OF REPRESENTATIVES,Natl Economic Council (NEC),Office of the Comptroller of the Currency (OCC),SENATE,White House Office | 508347 | 0 | 0 | 2017-10-13T14:09:41.333000-04:00 | |
| 2023693 | MERCURY PUBLIC AFFAIRS, LLC 8d03f24d-f1c2-4218-9b85-b29a2ce69415 | Q3 | MERCURY PUBLIC AFFAIRS, LLC | 70175 | NATIONAL PUBLIC FINANCE GUARANTEE CORPORATION | 2017 | third_quarter | FIN | Puerto Rico Debt Reform S.1774 Puerto Rico Chapter 9 Uniformity Act of 2015 and HR 870 Puerto Rico Chapter 9 Uniformity Act of 2015 | HOUSE OF REPRESENTATIVES,SENATE | 40000 | 0 | 0 | 2017-10-13T14:31:33.343000-04:00 | |
| 2023822 | SIFF & ASSOCIATES PLLC 3bea13f4-42ae-429d-82e9-bf6036d9fc97 | Q3 | SIFF & ASSOCIATES PLLC | 400665998 | CENTER FOR CAPITAL MARKETS COMPETITIVENESS, U.S. CHAMBER OF COMMERCE | 2017 | third_quarter | FIN | S. 1241, the "Combating Money Laundering, Terrorist Financing, and Counterfeiting Act of 2017," legislation to expand prohibitions on money laundering and tax evasion; entire bill. H.R. 3089, the "Corporate Transparency Act of 2017," legislation directing the Treasury Department to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest; entire bill. S. 1717, the "Corporate Transparency Act of 2017," legislation directing the Treasury Department to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises control over, or has certain other interests in a legal entity and further requiring business owners to update this information within 60 days of any change in individuals who, directly or indirectly, have such an interest or any change in the information about an individual already disclosed as having a reportable direct or indirect interest; entire bill. S. 1454, the "True Incorporation Transparency for Law Enforcement (TITLE) Act," legislation to direct each state to amend their business formation laws to require every business owner in the United States to file with the government the name, address, and a copy of a driver's license or unexpired passport of every individual who, directly or indirectly, derives a substantial economic benefit from, exercises control over, or has … | HOUSE OF REPRESENTATIVES,Labor, Dept of (DOL),SENATE,Transportation, Dept of (DOT) | 40000 | 0 | 0 | 2017-10-13T15:29:43.640000-04:00 | |
| 2023916 | HERBALIFE INTERNATIONAL OF AMERICA, INC. f02d3780-4c28-4610-9fcc-d40c316a8c0d | Q3 | HERBALIFE INTERNATIONAL OF AMERICA, INC. | 287018 | HERBALIFE INTERNATIONAL OF AMERICA INC | 2017 | third_quarter | FIN | Corporate governance issues; SEC regulatory issues | Commerce, Dept of (DOC),HOUSE OF REPRESENTATIVES,SENATE,U.S. Trade Representative (USTR) | 170000 | 0 | 0 | 2017-10-13T16:37:53.037000-04:00 | |
| 2023920 | THE LAW OFFICE OF WILLIAM J. DONOVAN 92d94502-ec19-4cfa-96b7-0a19c04c85f4 | Q3 | THE LAW OFFICE OF WILLIAM J. DONOVAN | 401104358 | VANTAGESCORE SOLUTIONS, LLC | 2017 | third_quarter | FIN | Credit Score Competition Act of 2017 (S. 1685/H.R. 898), a bill to require Fannie Mae and Freddie Mac to establish a process to evaluate credit scoring models to determine whether lenders should have the option of using them in underwriting loans to be sold to either Fannie Mae or Freddie Mac. | Consumer Financial Protection Bureau (CFPB),Federal Deposit Insurance Corporation (FDIC),Federal Housing Finance Agency (FHFA),Federal Reserve System,HOUSE OF REPRESENTATIVES,Housing & Urban Development, Dept of (HUD),Office of the Comptroller of the Currency (OCC),SENATE | 60000 | 0 | 0 | 2017-10-13T16:43:54.370000-04:00 | |
| 2023923 | CORNERSTONE GOVERNMENT AFFAIRS, INC. e6800b96-84a4-45a3-88d1-76ed9b2a93bb | Q3 | CORNERSTONE GOVERNMENT AFFAIRS, INC. | 75557 | SHAZAM, INC. | 2017 | third_quarter | FIN | Issues related to Consumer Financial Protection Act | HOUSE OF REPRESENTATIVES,SENATE | 50000 | 0 | 0 | 2017-10-13T16:47:57.517000-04:00 |
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CREATE TABLE lobbying_activities (
id INTEGER PRIMARY KEY,
filing_uuid TEXT NOT NULL,
filing_type TEXT NOT NULL,
registrant_name TEXT NOT NULL,
registrant_id INTEGER,
client_name TEXT NOT NULL,
filing_year INTEGER NOT NULL,
filing_period TEXT NOT NULL,
issue_code TEXT,
specific_issues TEXT,
government_entities TEXT,
income_amount INTEGER,
expense_amount INTEGER,
is_no_activity INTEGER DEFAULT 0,
is_termination INTEGER DEFAULT 0,
received_date TEXT,
CONSTRAINT fk_activity_filing FOREIGN KEY (filing_uuid)
REFERENCES lobbying_filings_raw(filing_uuid)
);
CREATE INDEX idx_act_client_name ON lobbying_activities(client_name COLLATE NOCASE);
CREATE INDEX idx_act_issue_code ON lobbying_activities(issue_code);
CREATE INDEX idx_act_filing_year ON lobbying_activities(filing_year);
CREATE INDEX idx_act_filing_uuid ON lobbying_activities(filing_uuid);