legislation: 93-sres-173

Congressional bills and resolutions from Congress.gov, filtered to policy areas relevant to environmental, health, agriculture, and wildlife regulation.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

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bill_id congress bill_type bill_number title policy_area introduced_date latest_action_date latest_action_text origin_chamber sponsor_name sponsor_state sponsor_party sponsor_bioguide_id cosponsor_count summary_text update_date url
93-sres-173 93 sres 173 A resolution that the Securities and Exchange Commission be directed to examine its rules and regulations and make such amendments as may be appropriate in order to reduce any unnecessary reporting burden on broker-dealers and help to assure the continued participation of small broker-dealers in the U.S. securities markets. Finance and Financial Sector 1973-09-24 1974-02-07 Measure passed Senate, amended. Senate Sen. McIntyre, Thomas J. [D-NH] NH D M000486 8 (LATEST SUMMARY) Directs the Securities and Exchange Commission to examine its rules and regulations and to make such amendments as may be appropriate and consistent with the Commission's statutory responsibilities to protect investors in order to reduce any unnecessary reporting burden on broker-dealers and help to assure the continued participation of small broker-dealers in the United States securities markets. Directs the Securities and Exchange Commission to review and, if necessary, amend its rules and regulations to assure that such rules and regulations take cognizance of the role of small broker-dealers in the United States securities markets and permit such broker-dealers to effectively comply with the rules and regulations in the public interest without unnecessary administrative burdens. 2025-01-14T18:20:21Z  

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