federal_register: E9-9508

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
E9-9508 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations Rule The Commission hereby adopts its final definition of "public director" for the acceptable practices to Section 5(d)(15) ("Core Principle 15") of the Commodity Exchange Act ("CEA" or "Act").\1\ In addition, the Commission is lifting the stay it had previously placed on these acceptable practices. All designated contract markets ("DCMs") must demonstrate full compliance with Core Principle 15, via the acceptable practices or otherwise, within one year of this document's publication in the Federal Register. The acceptable practices and their procedural history are summarized below, as is the final definition of public director. --------------------------------------------------------------------------- 2009-04-27 2009 4 https://www.federalregister.gov/documents/2009/04/27/E9-9508/conflicts-of-interest-in-self-regulation-and-self-regulatory-organizations https://www.govinfo.gov/content/pkg/FR-2009-04-27/pdf/E9-9508.pdf Commodity Futures Trading Commission 77 The Commission hereby adopts its final definition of "public director" for the acceptable practices to Section 5(d)(15) ("Core Principle 15") of the Commodity Exchange Act ("CEA" or "Act").\1\ In addition, the Commission is lifting the stay it had...  

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