federal_register: E9-891

All Federal Register documents (rules, proposed rules, notices, presidential documents) from 1994 to present. Nearly 1M documents with full-text search.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

This data as json

document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
E9-891 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations Proposed Rule On January 31, 2007, the Commission adopted its first acceptable practices for Section 5(d)(15) ("Core Principle 15") of the Commodity Exchange Act ("Act").\1\ As with all other acceptable practices, those for Core Principle 15 are a safe harbor that designated contract markets ("DCMs") can use to demonstrate core principle compliance. The acceptable practices contain four provisions--three are "operational provisions" and one provides necessary definitions, including a definition of "public director." All four provisions were published simultaneously in the Federal Register on February 14, 2007, and became effective on March 16, 2007.\2\ Existing DCMs were given a two-year phase-in period to implement the acceptable practices or otherwise demonstrate full compliance with Core Principle 15. --------------------------------------------------------------------------- 2009-01-21 2009 1 https://www.federalregister.gov/documents/2009/01/21/E9-891/conflicts-of-interest-in-self-regulation-and-self-regulatory-organizations https://www.govinfo.gov/content/pkg/FR-2009-01-21/pdf/E9-891.pdf Commodity Futures Trading Commission 77 On January 31, 2007, the Commission adopted its first acceptable practices for Section 5(d)(15) ("Core Principle 15") of the Commodity Exchange Act ("Act").\1\ As with all other acceptable practices, those for Core Principle 15 are a safe harbor that...  

Links from other tables