federal_register: E9-30597
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| E9-30597 | Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed FINRA Rule 6490 (Processing of Company-Related Actions), To Clarify the Scope of FINRA's Authority When Processing Documents Related to Announcements for Company-Related Actions for Non-Exchange Listed Securities and To Implement Fees for Such Services | Notice | 2009-12-28 | 2009 | 12 | https://www.federalregister.gov/documents/2009/12/28/E9-30597/self-regulatory-organizations-financial-industry-regulatory-authority-inc-notice-of-filing-of | https://www.govinfo.gov/content/pkg/FR-2009-12-28/pdf/E9-30597.pdf | Securities and Exchange Commission | 466 |