federal_register: E9-15665
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
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| E9-15665 | Account Ownership and Control Report | Proposed Rule | The Commission has determined to collect certain ownership, control, and related information for all trading accounts active on U.S. futures exchanges. The information collected will enhance market transparency, leverage the Commission's existing surveillance systems, and foster synergies between its market surveillance, trade practice, enforcement, and economic research programs. The Commission will collect relevant data via an account "Ownership and Control Report" ("OCR") submitted periodically by all reporting entities.\1\ Tentatively, the OCR will include a trading account number; the names and addresses of the account's owners and controllers; the last four digits of the owners' and controllers' social security or tax ID numbers; the special account number, if one has been assigned; an indication of whether the account is a reportable account pursuant to large trader thresholds set forth under Part 18 of the Commission's regulations; and other relevant information.\2\ This Advanced Notice seeks public comment on that tentative content, as well as on other features of the OCR's planned design. Public comments collected in response to this Advanced Notice will be used in developing a proposed rule at a later date. --------------------------------------------------------------------------- | 2009-07-02 | 2009 | 7 | https://www.federalregister.gov/documents/2009/07/02/E9-15665/account-ownership-and-control-report | https://www.govinfo.gov/content/pkg/FR-2009-07-02/pdf/E9-15665.pdf | Commodity Futures Trading Commission | 77 | The Commission has determined to collect certain ownership, control, and related information for all trading accounts active on U.S. futures exchanges. The information collected will enhance market transparency, leverage the Commission's existing... |