federal_register: E8-979
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
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| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| E8-979 | Exemption From Registration for Certain Firms With Regulation 30.10 Relief | Proposed Rule | The Commodity Futures Trading Commission ("Commission") is proposing to amend the regulations regarding the registration of certain firms located outside the U.S. that are engaged in commodity interest activities with respect to trading on U.S. designated contract markets ("DCMs") and U.S. derivative transaction execution facilities ("DTEFs").\1\ The amended regulation would codify past actions of the Commission's staff permitting certain foreign firms that have confirmed relief from registration as futures commission merchants ("FCMs") in accordance with the regulations to introduce to registered FCMs certain U.S. customers in connection with trading U.S. DCM and DTEF listed futures and commodity options without having to register as an introducing broker pursuant to section 4d of the Commodity Exchange Act ("Act"). The Commission also is proposing to revoke the regulations regarding quarterly reporting requirements for foreign futures and foreign options transactions. --------------------------------------------------------------------------- | 2008-01-25 | 2008 | 1 | https://www.federalregister.gov/documents/2008/01/25/E8-979/exemption-from-registration-for-certain-firms-with-regulation-3010-relief | https://www.govinfo.gov/content/pkg/FR-2008-01-25/pdf/E8-979.pdf | Commodity Futures Trading Commission | 77 | The Commodity Futures Trading Commission ("Commission") is proposing to amend the regulations regarding the registration of certain firms located outside the U.S. that are engaged in commodity interest activities with respect to trading on U.S.... |