federal_register: E8-5697
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
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| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| E8-5697 | "Naked" Short Selling Anti-Fraud Rule | Proposed Rule | The Securities and Exchange Commission ("Commission") is proposing an anti-fraud rule under the Securities Exchange Act of 1934 ("Exchange Act") to address fails to deliver securities that have been associated with "naked" short selling. The proposed rule is intended to highlight the liability of persons that deceive specified persons about their intention or ability to deliver securities in time for settlement, including persons that deceive their broker-dealer about their locate source or ownership of shares and that fail to deliver securities by settlement date. | 2008-03-21 | 2008 | 3 | https://www.federalregister.gov/documents/2008/03/21/E8-5697/naked-short-selling-anti-fraud-rule | https://www.govinfo.gov/content/pkg/FR-2008-03-21/pdf/E8-5697.pdf | Securities and Exchange Commission | 466 | The Securities and Exchange Commission ("Commission") is proposing an anti-fraud rule under the Securities Exchange Act of 1934 ("Exchange Act") to address fails to deliver securities that have been associated with "naked" short selling. The proposed... |