federal_register: E8-21857

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
E8-21857 Exemption From Registration for Certain Firms With Regulation 30.10 Relief Rule The Commodity Futures Trading Commission ("Commission") has amended the regulation concerning the registration of firms located outside the U.S. that are engaged in commodity interest activities with respect to trading on U.S. designated contract markets ("DCMs") and U.S. derivatives transaction execution facilities ("DTEFs").\1\ The amended regulation codifies past actions of the Commission's staff to permit certain foreign firms that have confirmed relief from registration as futures commission merchants ("FCMs") in accordance with the regulations to introduce to registered FCMs certain U.S. customers in connection with trading futures and commodity options listed on, or subject to the rules of, a U.S. DCM or DTEF without having to register as an introducing broker ("IB") pursuant to Section 4d of the Commodity Exchange Act ("Act"). The Commission also has revoked the regulation regarding quarterly reporting requirements for foreign futures and foreign options transactions. --------------------------------------------------------------------------- 2008-09-18 2008 9 https://www.federalregister.gov/documents/2008/09/18/E8-21857/exemption-from-registration-for-certain-firms-with-regulation-3010-relief https://www.govinfo.gov/content/pkg/FR-2008-09-18/pdf/E8-21857.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission ("Commission") has amended the regulation concerning the registration of firms located outside the U.S. that are engaged in commodity interest activities with respect to trading on U.S. designated contract...  

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