federal_register: E8-21114
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| E8-21114 | Joint Audit Committee Operating Agreement | Notice | The Commodity Futures Trading Commission ("Commission" or "CFTC") is publishing for public comment an agreement submitted by the Joint Audit Committee ("JAC") for approval pursuant to Commission Regulation 1.52.\1\ The JAC is a voluntary, cooperative organization comprised of representatives of the financial surveillance staff of designated contract markets ("DCMs") and the National Futures Association ("NFA") and was formed for the purpose of coordinating the monitoring and examination of common futures commission merchant ("FCM") members of such entities. The agreement governs the operation of the JAC and the manner by which the JAC will coordinate and cooperate in examining and monitoring FCMs for compliance with Commission and self-regulatory organization ("SRO") minimum financial and related reporting requirements. The JAC is submitting the agreement to replace the current operating agreement, which has been in effect since 1984. --------------------------------------------------------------------------- | 2008-09-11 | 2008 | 9 | https://www.federalregister.gov/documents/2008/09/11/E8-21114/joint-audit-committee-operating-agreement | https://www.govinfo.gov/content/pkg/FR-2008-09-11/pdf/E8-21114.pdf | Commodity Futures Trading Commission | 77 | The Commodity Futures Trading Commission ("Commission" or "CFTC") is publishing for public comment an agreement submitted by the Joint Audit Committee ("JAC") for approval pursuant to Commission Regulation 1.52.\1\ The JAC is a voluntary, cooperative... |