federal_register: E7-805
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| E7-805 | Membership in a Registered Futures Association | Rule | The Commodity Futures Trading Commission ("Commission" or "CFTC") has amended its regulations to require that all persons registered with the Commission as futures commission merchants ("FCMs"), subject to an exception for certain notice-registered securities brokers or dealers ("BDs"), must become and remain members of at least one registered futures association ("RFA"). This action is consistent with the regulatory philosophy underlying the Commodity Futures Modernization Act of 2000 ("CFMA"). | 2007-01-22 | 2007 | 1 | https://www.federalregister.gov/documents/2007/01/22/E7-805/membership-in-a-registered-futures-association | https://www.govinfo.gov/content/pkg/FR-2007-01-22/pdf/E7-805.pdf | Commodity Futures Trading Commission | 77 | The Commodity Futures Trading Commission ("Commission" or "CFTC") has amended its regulations to require that all persons registered with the Commission as futures commission merchants ("FCMs"), subject to an exception for certain notice-registered... |