federal_register: E7-7746

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
E7-7746 Technical Amendments to Form BD and Form BDW Rule The Securities and Exchange Commission ("Commission" or "SEC") is making technical amendments to Form BD and Form BDW, the uniform broker-dealer registration form and the uniform request for withdrawal from broker-dealer registration, respectively. The technical amendments will update the current list of self-regulatory organizations ("SROs") and government jurisdictions listed on Form BD and Form BDW, and make conforming changes to the definition "jurisdiction" in the forms. 2007-04-24 2007 4 https://www.federalregister.gov/documents/2007/04/24/E7-7746/technical-amendments-to-form-bd-and-form-bdw https://www.govinfo.gov/content/pkg/FR-2007-04-24/pdf/E7-7746.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission" or "SEC") is making technical amendments to Form BD and Form BDW, the uniform broker-dealer registration form and the uniform request for withdrawal from broker-dealer registration, respectively. The...  

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