federal_register: E7-5468

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E7-5468 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations Proposed Rule The Commission hereby proposes amendments to the Acceptable Practices \1\ for section 5(d)(15) ("Core Principle 15") of the Commodity Exchange Act ("CEA" or "Act").\2\ The amendments clarify the definition of "public director" contained in the Acceptable Practices.\3\ The Commission believes that the proposed amendments will remove potential ambiguities and correct a technical drafting error. The amendments are consistent with the Acceptable Practices' intent to ensure the inclusion of truly public directors on designated contract market ("DCM") boards of directors and Regulatory Oversight Committees ("ROCs"), as well as truly public persons on their disciplinary panels. The Commission welcomes comment on the proposed amendments. --------------------------------------------------------------------------- 2007-03-26 2007 3 https://www.federalregister.gov/documents/2007/03/26/E7-5468/conflicts-of-interest-in-self-regulation-and-self-regulatory-organizations https://www.govinfo.gov/content/pkg/FR-2007-03-26/pdf/E7-5468.pdf Commodity Futures Trading Commission 77 The Commission hereby proposes amendments to the Acceptable Practices \1\ for section 5(d)(15) ("Core Principle 15") of the Commodity Exchange Act ("CEA" or "Act").\2\ The amendments clarify the definition of "public director" contained in the...  

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