federal_register: E7-12767

All Federal Register documents (rules, proposed rules, notices, presidential documents) from 1994 to present. Nearly 1M documents with full-text search.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

This data as json

document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
E7-12767 Registration of Intermediaries Rule The Commodity Futures Trading Commission ("Commission" or "CFTC") has amended Commission Regulation 3.10 to require certain registered intermediaries, i.e., futures commission merchants ("FCMs"), introducing brokers ("IBs"), commodity pool operators ("CPOs"), commodity trading advisors ("CTAs") and leverage transaction merchants ("LTMs"), to complete an online annual review of their registration information maintained with the National Futures Association ("NFA"). This amendment is intended to ensure that NFA will have accurate and current information about such registrants. The Commission also has made a technical and conforming amendment to Commission Regulation 3.33(f) in order to remove an unnecessary reference to Regulation 3.10(d). 2007-07-02 2007 7 https://www.federalregister.gov/documents/2007/07/02/E7-12767/registration-of-intermediaries https://www.govinfo.gov/content/pkg/FR-2007-07-02/pdf/E7-12767.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission ("Commission" or "CFTC") has amended Commission Regulation 3.10 to require certain registered intermediaries, i.e., futures commission merchants ("FCMs"), introducing brokers ("IBs"), commodity pool operators...  

Links from other tables