federal_register: E6-18270

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
E6-18270 Membership in a Registered Futures Association Proposed Rule The Commodity Futures Trading Commission ("Commission" or "CFTC") is proposing to amend its regulations in order to require, subject to the existing exception for certain notice registered securities brokers or dealers ("BDs"), that all persons registered with the Commission as futures commission merchants ("FCMs") must become and remain members of at least one registered futures association ("RFA"). This action ("Proposed Amendment") is consistent with the regulatory philosophy underlying the Commodity Futures Modernization Act of 2000 ("CFMA"). 2006-11-01 2006 11 https://www.federalregister.gov/documents/2006/11/01/E6-18270/membership-in-a-registered-futures-association https://www.govinfo.gov/content/pkg/FR-2006-11-01/pdf/E6-18270.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission ("Commission" or "CFTC") is proposing to amend its regulations in order to require, subject to the existing exception for certain notice registered securities brokers or dealers ("BDs"), that all persons...  

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