federal_register: E6-1484

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E6-1484 Amendment to Prohibited Transaction Exemption (PTE) 75-1, Exemptions From Prohibitions Respecting Certain Classes of Transactions Involving Employee Benefit Plans and Certain Broker-Dealers, Reporting Dealers and Banks Notice This document amends PTE 75-1, Part II and Part V (40 FR 50845, October 31, 1975). PTE 75-1, Part II, permits the purchase or sale of a security in a principal transaction between an employee benefit plan and a broker-dealer, reporting dealer, or bank. PTE 75-1, Part V, permits an extension of credit to a plan by a broker-dealer in connection with the purchase or sale of securities. The amendment affects participants, beneficiaries and fiduciaries of employee benefit plans, and broker-dealers, reporting dealers and banks entering into the described transactions. 2006-02-03 2006 2 https://www.federalregister.gov/documents/2006/02/03/E6-1484/amendment-to-prohibited-transaction-exemption-pte-75-1-exemptions-from-prohibitions-respecting https://www.govinfo.gov/content/pkg/FR-2006-02-03/pdf/E6-1484.pdf Labor Department; Employee Benefits Security Administration 271,131 This document amends PTE 75-1, Part II and Part V (40 FR 50845, October 31, 1975). PTE 75-1, Part II, permits the purchase or sale of a security in a principal transaction between an employee benefit plan and a broker-dealer, reporting dealer, or bank....  

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