federal_register: C1-2016-03178

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
C1-2016-03178 Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed by Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent; Security-Based Swap Dealer De Minimis Exception Rule   2016-03-11 2016 3 https://www.federalregister.gov/documents/2016/03/11/C1-2016-03178/security-based-swap-transactions-connected-with-a-non-us-persons-dealing-activity-that-are-arranged https://www.govinfo.gov/content/pkg/FR-2016-03-11/pdf/C1-2016-03178.pdf Securities and Exchange Commission 466    

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