federal_register: 95-30970

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
95-30970 Recordkeeping and Confirmation Requirements for Securities Transactions Proposed Rule The Office of the Comptroller of the Currency (OCC) is proposing to revise its rules that prescribe recordkeeping and confirmation requirements for securities transactions. This proposal is another part of the OCC's Regulation Review Program to update and streamline OCC regulations and reduce unnecessary regulatory costs and other burdens. The proposal reorganizes the OCC's regulation by placing related subjects together, clarifying areas where the rules are unclear or confusing, incorporating significant OCC interpretations, and updating various provisions to address market developments and regulatory changes by other regulators that affect requirements for recordkeeping and confirmation of securities transactions by national banks. 1995-12-22 1995 12 https://www.federalregister.gov/documents/1995/12/22/95-30970/recordkeeping-and-confirmation-requirements-for-securities-transactions https://www.govinfo.gov/content/pkg/FR-1995-12-22/pdf/95-30970.pdf Treasury Department; Comptroller of the Currency 497,80 The Office of the Comptroller of the Currency (OCC) is proposing to revise its rules that prescribe recordkeeping and confirmation requirements for securities transactions. This proposal is another part of the OCC's Regulation Review Program to update...  

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