federal_register: 2023-15200

All Federal Register documents (rules, proposed rules, notices, presidential documents) from 1994 to present. Nearly 1M documents with full-text search.

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2023-15200 Daily Computation of Customer and Broker-Dealer Reserve Requirements Under the Broker-Dealer Customer Protection Rule Proposed Rule The Securities and Exchange Commission ("Commission") proposes to amend the broker-dealer customer protection rule to require certain broker-dealers to perform their customer and broker-dealer reserve computations and make any required deposits into their reserve bank accounts daily rather than weekly. The Commission also is seeking comment on whether similar daily reserve computation requirements should apply to broker-dealers and security-based swap dealers with respect to their security-based swap customers. 2023-07-18 2023 7 https://www.federalregister.gov/documents/2023/07/18/2023-15200/daily-computation-of-customer-and-broker-dealer-reserve-requirements-under-the-broker-dealer https://www.govinfo.gov/content/pkg/FR-2023-07-18/pdf/2023-15200.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission") proposes to amend the broker-dealer customer protection rule to require certain broker-dealers to perform their customer and broker-dealer reserve computations and make any required deposits into... 3235-AN28

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