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federal_register: 2023-14457

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2023-14457 Derivatives Clearing Organizations Recovery and Orderly Wind-Down Plans; Information for Resolution Planning Proposed Rule The Commodity Futures Trading Commission (Commission or CFTC) is proposing amendments to certain regulations applicable to systemically important derivatives clearing organizations (SIDCOs) and derivatives clearing organizations (DCOs) that elect to be subject to the provisions in the Commission's regulations (Subpart C DCOs). These proposed amendments would, among other things, address certain risk management obligations, modify definitions, and codify existing staff guidance. The Commission is also proposing to amend certain regulations to require DCOs that are not designated as systemically important, and which have not elected to be covered by our regulations, to submit orderly Wind-Down plans. In addition, the Commission is proposing to make conforming amendments to certain provisions, revise the Subpart C Election Form and Form DCO, and remove stale provisions. 2023-07-28 2023 7 https://www.federalregister.gov/documents/2023/07/28/2023-14457/derivatives-clearing-organizations-recovery-and-orderly-wind-down-plans-information-for-resolution https://www.govinfo.gov/content/pkg/FR-2023-07-28/pdf/2023-14457.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission (Commission or CFTC) is proposing amendments to certain regulations applicable to systemically important derivatives clearing organizations (SIDCOs) and derivatives clearing organizations (DCOs) that elect to be... 3038-AF16

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