federal_register: 2022-06960

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2022-06960 Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Government Securities Dealer Proposed Rule The Securities and Exchange Commission ("Commission") is proposing new rules to further define the phrase "as a part of a regular business" as used in the statutory definitions of "dealer" and "government securities dealer" under Sections 3(a)(5) and 3(a)(44), respectively, of the Securities Exchange Act of 1934 ("Exchange Act"). 2022-04-18 2022 4 https://www.federalregister.gov/documents/2022/04/18/2022-06960/further-definition-of-as-a-part-of-a-regular-business-in-the-definition-of-dealer-and-government https://www.govinfo.gov/content/pkg/FR-2022-04-18/pdf/2022-06960.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission") is proposing new rules to further define the phrase "as a part of a regular business" as used in the statutory definitions of "dealer" and "government securities dealer" under Sections 3(a)(5) and... 3235-AN10

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