federal_register: 2020-28944

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2020-28944 Swap Execution Facilities Rule The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting final rules ("Final Rules") addressing operational issues facing swap execution facilities ("SEF") and their market participants in connection with the Commission's regulatory requirements for a SEF's audit trail data, financial resources, and chief compliance officer ("CCO"). 2021-02-11 2021 2 https://www.federalregister.gov/documents/2021/02/11/2020-28944/swap-execution-facilities https://www.govinfo.gov/content/pkg/FR-2021-02-11/pdf/2020-28944.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting final rules ("Final Rules") addressing operational issues facing swap execution facilities ("SEF") and their market participants in connection with the Commission's... 3038-AE25

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