federal_register: 2019-22994

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2019-22994 Commission Statement on Market Structure Innovation for Thinly Traded Securities Proposed Rule This Securities and Exchange Commission ("Commission") statement ("Statement") is intended to facilitate the development of proposals that will improve secondary market trading for equity securities that trade in lower volume ("thinly traded securities"). The Commission's interest in considering proposals for improvement in this segment of the secondary market extends to proposals that could include the suspension or termination of unlisted trading privileges ("UTP") and/or exemptive relief from Regulation NMS and other rules under the Securities Exchange Act of 1934 ("Exchange Act"). 2019-10-24 2019 10 https://www.federalregister.gov/documents/2019/10/24/2019-22994/commission-statement-on-market-structure-innovation-for-thinly-traded-securities https://www.govinfo.gov/content/pkg/FR-2019-10-24/pdf/2019-22994.pdf Securities and Exchange Commission 466 This Securities and Exchange Commission ("Commission") statement ("Statement") is intended to facilitate the development of proposals that will improve secondary market trading for equity securities that trade in lower volume ("thinly traded...  

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