{"database": "openregs", "table": "federal_register", "rows": [["2018-20880", "Amendment to Single Issuer Exemption for Broker-Dealers", "Proposed Rule", "The Commission is proposing an amendment to the exemption provisions in the broker-dealer annual reporting rule under the Securities Exchange Act of 1934 (\"Exchange Act\"). The amendment would provide that a broker-dealer is not required to engage an independent public accountant to certify the broker-dealer's annual reports if, among other things, the securities business of the broker-dealer has been limited to acting as broker (agent) for a single issuer in soliciting subscriptions for securities of that issuer.", "2018-09-27", 2018, 9, "https://www.federalregister.gov/documents/2018/09/27/2018-20880/amendment-to-single-issuer-exemption-for-broker-dealers", "https://www.govinfo.gov/content/pkg/FR-2018-09-27/pdf/2018-20880.pdf", "Securities and Exchange Commission", "466", "The Commission is proposing an amendment to the exemption provisions in the broker-dealer annual reporting rule under the Securities Exchange Act of 1934 (\"Exchange Act\"). The amendment would provide that a broker-dealer is not required to engage an...", null]], "columns": ["document_number", "title", "type", "abstract", "publication_date", "pub_year", "pub_month", "html_url", "pdf_url", "agency_names", "agency_ids", "excerpts", "regulation_id_numbers"], "primary_keys": ["document_number"], "primary_key_values": ["2018-20880"], "units": {}, "query_ms": 165.62222805805504, "source": "Federal Register API & Regulations.gov API", "source_url": "https://www.federalregister.gov/developers/api/v1", "license": "Public Domain (U.S. Government data)", "license_url": "https://www.regulations.gov/faq"}