federal_register: 2018-08582

All Federal Register documents (rules, proposed rules, notices, presidential documents) from 1994 to present. Nearly 1M documents with full-text search.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

This data as json

document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2018-08582 Regulation Best Interest Proposed Rule We are proposing a new rule under the Securities Exchange Act of 1934 ("Exchange Act") establishing a standard of conduct for broker-dealers and natural persons who are associated persons of a broker-dealer when making a recommendation of any securities transaction or investment strategy involving securities to a retail customer. 2018-05-09 2018 5 https://www.federalregister.gov/documents/2018/05/09/2018-08582/regulation-best-interest https://www.govinfo.gov/content/pkg/FR-2018-05-09/pdf/2018-08582.pdf Securities and Exchange Commission 466 We are proposing a new rule under the Securities Exchange Act of 1934 ("Exchange Act") establishing a standard of conduct for broker-dealers and natural persons who are associated persons of a broker-dealer when making a recommendation of any... 3235-AM35

Links from other tables