federal_register: 2017-04323

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2017-04323 Proposed Amendments to Municipal Securities Disclosure Proposed Rule The Securities and Exchange Commission ("Commission" or "SEC") is publishing for comment proposed amendments to the Municipal Securities Disclosure Rule (Rule 15c2-12) under the Securities Exchange Act of 1934 ("Exchange Act") that would amend the list of event notices that a broker, dealer, or municipal securities dealer (collectively, "dealers") acting as an underwriter in a primary offering of municipal securities must reasonably determine that an issuer or an obligated person has undertaken, in a written agreement or contract for the benefit of holders of the municipal securities, to provide to the Municipal Securities Rulemaking Board ("MSRB"). 2017-03-15 2017 3 https://www.federalregister.gov/documents/2017/03/15/2017-04323/proposed-amendments-to-municipal-securities-disclosure https://www.govinfo.gov/content/pkg/FR-2017-03-15/pdf/2017-04323.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission" or "SEC") is publishing for comment proposed amendments to the Municipal Securities Disclosure Rule (Rule 15c2-12) under the Securities Exchange Act of 1934 ("Exchange Act") that would amend the list...  

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