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federal_register: 2017-03121

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2017-03121 Exemptions for Security-Based Swaps Rule We are adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for those security-based swaps that prior to July 16, 2011 were security-based swap agreements and are defined as "securities" under the Securities Act and the Exchange Act as of July 16, 2011 due solely to the provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under the amendments, the expiration dates in the interim final rules will be February 11, 2018. 2017-02-15 2017 2 https://www.federalregister.gov/documents/2017/02/15/2017-03121/exemptions-for-security-based-swaps https://www.govinfo.gov/content/pkg/FR-2017-02-15/pdf/2017-03121.pdf Securities and Exchange Commission 466 We are adopting amendments to the expiration dates in our interim final rules that provide exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for those security-based swaps that prior...  

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