federal_register: 2016-12390

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2016-12390 Retail Foreign Exchange Transactions Rule Rule 15b12-1, by its terms, will expire and no longer be effective on July 31, 2016. Interested persons should be aware that as of that date, any broker or dealer, including a broker or dealer that is also dually registered as a futures commission merchant ("BD/ FCM"), shall be prohibited under the Commodity Exchange Act ("CEA") from offering or entering into a transaction described in the CEA with a person who is not an eligible contract participant ("retail forex transaction"). 2016-05-26 2016 5 https://www.federalregister.gov/documents/2016/05/26/2016-12390/retail-foreign-exchange-transactions https://www.govinfo.gov/content/pkg/FR-2016-05-26/pdf/2016-12390.pdf Securities and Exchange Commission 466 Rule 15b12-1, by its terms, will expire and no longer be effective on July 31, 2016. Interested persons should be aware that as of that date, any broker or dealer, including a broker or dealer that is also dually registered as a futures commission... 3235-AL19

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