federal_register: 2016-12167

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2016-12167 Performance-Based Investment Advisory Fees Proposed Rule The Securities and Exchange Commission ("Commission") intends to issue an order that would adjust for inflation, as appropriate, dollar amount thresholds in the rule under the Investment Advisers Act of 1940 that permits investment advisers to charge performance-based fees to "qualified clients." Under that rule, an investment adviser may charge performance-based fees if a "qualified client" has a certain minimum net worth or minimum dollar amount of assets under the management of the adviser. The Commission's order would increase, to reflect inflation, the minimum net worth that a "qualified client" must have under the rule. The order would not increase the minimum dollar amount of assets under management. 2016-05-24 2016 5 https://www.federalregister.gov/documents/2016/05/24/2016-12167/performance-based-investment-advisory-fees https://www.govinfo.gov/content/pkg/FR-2016-05-24/pdf/2016-12167.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission") intends to issue an order that would adjust for inflation, as appropriate, dollar amount thresholds in the rule under the Investment Advisers Act of 1940 that permits investment advisers to charge...  

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