federal_register: 2015-32578
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
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| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015-32578 | Recon Capital Series Trust, et al.; Notice of Application | Notice | Summary of Application: Applicants request an order that would permit (a) Series of certain open-end management investment companies to issue shares ("Shares") redeemable in large aggregations only ("Creation Units"); (b) secondary market transactions in Shares to occur at negotiated market prices rather than at net asset value ("NAV"); (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days after the tender of Shares for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares; and (f) certain series to perform creations and redemptions of Creation Units in-kind in a master-feeder structure. The order would supersede a prior order.\1\ --------------------------------------------------------------------------- | 2015-12-28 | 2015 | 12 | https://www.federalregister.gov/documents/2015/12/28/2015-32578/recon-capital-series-trust-et-al-notice-of-application | https://www.govinfo.gov/content/pkg/FR-2015-12-28/pdf/2015-32578.pdf | Securities and Exchange Commission | 466 | Summary of Application: Applicants request an order that would permit (a) Series of certain open-end management investment companies to issue shares ("Shares") redeemable in large aggregations only ("Creation Units"); (b) secondary market transactions... |