federal_register: 2015-23046

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2015-23046 Membership in a Registered Futures Association Rule The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting a new rule ("Final Rule") to require that all persons registered with the Commission as introducing brokers ("IB"), commodity pool operators ("CPO"), or commodity trading advisors ("CTA"), subject to an exception for those persons who are exempt from registration as a CTA pursuant to a particular provision of the Commission's regulations, must, in each case, become and remain a member of at least one registered futures association ("RFA"). 2015-09-14 2015 9 https://www.federalregister.gov/documents/2015/09/14/2015-23046/membership-in-a-registered-futures-association https://www.govinfo.gov/content/pkg/FR-2015-09-14/pdf/2015-23046.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting a new rule ("Final Rule") to require that all persons registered with the Commission as introducing brokers ("IB"), commodity pool operators ("CPO"), or commodity trading...  

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