federal_register: 2015-16048

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2015-16048 Political Contributions by Certain Investment Advisers: Ban on Third-Party Solicitation; Notice of Compliance Date Rule The Securities and Exchange Commission ("Commission" or "SEC") previously set and extended the compliance date for the ban on third-party solicitation until nine months after the compliance date of a final rule adopted by the Commission by which municipal advisors must register under the Securities Exchange Act of 1934 ("final municipal advisor registration rule") and indicated that notice with respect thereto would be provided in the Federal Register. This notice of compliance date is being published to provide the notice of the compliance date. 2015-07-01 2015 7 https://www.federalregister.gov/documents/2015/07/01/2015-16048/political-contributions-by-certain-investment-advisers-ban-on-third-party-solicitation-notice-of https://www.govinfo.gov/content/pkg/FR-2015-07-01/pdf/2015-16048.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission" or "SEC") previously set and extended the compliance date for the ban on third-party solicitation until nine months after the compliance date of a final rule adopted by the Commission by which... 3235-AK39

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