federal_register: 2014-16583

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2014-16583 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants; Correction Rule This document contains corrections to final regulations, which were published in the Federal Register of Tuesday, April 3, 2012. The regulations are related to the risk management programs of swap dealers and major swap participants. 2014-07-15 2014 7 https://www.federalregister.gov/documents/2014/07/15/2014-16583/swap-dealer-and-major-swap-participant-recordkeeping-reporting-and-duties-rules-futures-commission https://www.govinfo.gov/content/pkg/FR-2014-07-15/pdf/2014-16583.pdf Commodity Futures Trading Commission 77 This document contains corrections to final regulations, which were published in the Federal Register of Tuesday, April 3, 2012. The regulations are related to the risk management programs of swap dealers and major swap participants.  

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