federal_register: 2014-00219

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2014-00219 Responsibilities of the General Counsel Rule The Securities and Exchange Commission ("Commission") is amending its rules to reflect that the Commission's General Counsel is responsible for providing advice to Commission attorneys on professional responsibility issues relating to their official duties and investigating allegations of professional misconduct by Commission staff and, where appropriate, making referrals to state professional boards or societies. 2014-01-10 2014 1 https://www.federalregister.gov/documents/2014/01/10/2014-00219/responsibilities-of-the-general-counsel https://www.govinfo.gov/content/pkg/FR-2014-01-10/pdf/2014-00219.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission") is amending its rules to reflect that the Commission's General Counsel is responsible for providing advice to Commission attorneys on professional responsibility issues relating to their official...  

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