federal_register: 2013-31426

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2013-31426 Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 Rule The Securities and Exchange Commission (the "Commission") is adopting amendments that remove references to credit ratings in certain rules and one form under the Securities Exchange Act of 1934 (the "Exchange Act") relating to broker-dealer financial responsibility and confirmations of securities transactions. This action implements a provision of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act"). 2014-01-08 2014 1 https://www.federalregister.gov/documents/2014/01/08/2013-31426/removal-of-certain-references-to-credit-ratings-under-the-securities-exchange-act-of-1934 https://www.govinfo.gov/content/pkg/FR-2014-01-08/pdf/2013-31426.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission (the "Commission") is adopting amendments that remove references to credit ratings in certain rules and one form under the Securities Exchange Act of 1934 (the "Exchange Act") relating to broker-dealer financial...  

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