federal_register: 2013-30980

All Federal Register documents (rules, proposed rules, notices, presidential documents) from 1994 to present. Nearly 1M documents with full-text search.

Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

This data as json

document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2013-30980 Comparability Determination for the European Union: Certain Entity-Level Requirements Notice The following is the analysis and determination of the Commodity Futures Trading Commission ("Commission") regarding certain parts of a joint request by the European Commission ("EC") and the European Securities and Markets Authority ("ESMA") that the Commission determine that laws and regulations applicable in the European Union ("EU") provide a sufficient basis for an affirmative finding of comparability with respect to the following regulatory obligations applicable to swap dealers ("SDs") and major swap participants ("MSPs") registered with the Commission: (i) Chief compliance officer; (ii) risk management; and (iii) swap data recordkeeping; (collectively, the "Internal Business Conduct Requirements"). 2013-12-27 2013 12 https://www.federalregister.gov/documents/2013/12/27/2013-30980/comparability-determination-for-the-european-union-certain-entity-level-requirements https://www.govinfo.gov/content/pkg/FR-2013-12-27/pdf/2013-30980.pdf Commodity Futures Trading Commission 77 The following is the analysis and determination of the Commodity Futures Trading Commission ("Commission") regarding certain parts of a joint request by the European Commission ("EC") and the European Securities and Markets Authority ("ESMA") that the...  

Links from other tables