federal_register: 2013-30977

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2013-30977 Comparability Determination for Japan: Certain Transaction-Level Requirements Notice The following is the analysis and determination of the Commodity Futures Trading Commission ("Commission") regarding certain parts of a request by the Bank of Tokyo-Mitsubishi UFJ, Ltd ("BTMU") that the Commission determine that laws and regulations applicable in the Japan provide a sufficient basis for an affirmative finding of comparability with respect to the following regulatory obligations applicable to swap dealers ("SDs") and major swap participants ("MSPs") registered with the Commission: (i) Swap trading relationship documentation and (ii) daily trading records (collectively, the "Business Conduct Requirements"). 2013-12-27 2013 12 https://www.federalregister.gov/documents/2013/12/27/2013-30977/comparability-determination-for-japan-certain-transaction-level-requirements https://www.govinfo.gov/content/pkg/FR-2013-12-27/pdf/2013-30977.pdf Commodity Futures Trading Commission 77 The following is the analysis and determination of the Commodity Futures Trading Commission ("Commission") regarding certain parts of a request by the Bank of Tokyo-Mitsubishi UFJ, Ltd ("BTMU") that the Commission determine that laws and regulations...  

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