federal_register: 2013-26165
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
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| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2013-26165 | Securities Investor Protection Corporation | Proposed Rule | The Securities Investor Protection Corporation ("SIPC") filed a proposed rule change with the Securities and Exchange Commission ("Commission"). The proposed rule change amends SIPC Rule 400, entitled "Rules Relating to Satisfaction of Customer Claims for Standardized Options," which relates to the satisfaction of customer claims for standardized options under the Securities Investor Protection Act of 1970 ("SIPA"). The Commission is publishing the proposed rule change for public comment. Because SIPC rules have the force and effect as if promulgated by the Commission, those rules are published in Title 17 of the Code of Federal Regulations. | 2013-11-05 | 2013 | 11 | https://www.federalregister.gov/documents/2013/11/05/2013-26165/securities-investor-protection-corporation | https://www.govinfo.gov/content/pkg/FR-2013-11-05/pdf/2013-26165.pdf | Securities and Exchange Commission | 466 | The Securities Investor Protection Corporation ("SIPC") filed a proposed rule change with the Securities and Exchange Commission ("Commission"). The proposed rule change amends SIPC Rule 400, entitled "Rules Relating to Satisfaction of Customer Claims... |