federal_register: 2013-25279

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2013-25279 Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees Rule The Commodity Futures Trading Commission is adopting an amendment to its regulations to clarify certain responsibilities of a swap dealer or major swap participant regarding its employees who solicit, accept or effect swaps in a clerical or ministerial capacity. 2013-10-28 2013 10 https://www.federalregister.gov/documents/2013/10/28/2013-25279/swap-dealers-and-major-swap-participants-clerical-or-ministerial-employees https://www.govinfo.gov/content/pkg/FR-2013-10-28/pdf/2013-25279.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission is adopting an amendment to its regulations to clarify certain responsibilities of a swap dealer or major swap participant regarding its employees who solicit, accept or effect swaps in a clerical or ministerial...  

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