federal_register: 2013-19894
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
This data as json
| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2013-19894 | Harmonization of Compliance Obligations for Registered Investment Companies Required To Register as Commodity Pool Operators | Rule | The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting final regulations with respect to certain compliance obligations for commodity pool operators ("CPOs") of investment companies registered under the Investment Company Act of 1940 ("registered investment companies" or "RICs") that are required to register due to the recent amendments to its regulations. The Commission is also adopting amendments to certain provisions of part 4 of the Commission's regulations that are applicable to all CPOs and Commodity Trading Advisors ("CTAs"). | 2013-08-22 | 2013 | 8 | https://www.federalregister.gov/documents/2013/08/22/2013-19894/harmonization-of-compliance-obligations-for-registered-investment-companies-required-to-register-as | https://www.govinfo.gov/content/pkg/FR-2013-08-22/pdf/2013-19894.pdf | Commodity Futures Trading Commission | 77 | The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting final regulations with respect to certain compliance obligations for commodity pool operators ("CPOs") of investment companies registered under the Investment Company Act of... |