federal_register: 2013-07538

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2013-07538 Swap Dealers and Major Swap Participants; Clerical or Ministerial Employees Proposed Rule The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its regulations (Proposal) to clarify certain responsibilities of a swap dealer (SD) or major swap participant (MSP) regarding its employees who solicit, accept or effect swaps in a clerical or ministerial capacity. 2013-04-08 2013 4 https://www.federalregister.gov/documents/2013/04/08/2013-07538/swap-dealers-and-major-swap-participants-clerical-or-ministerial-employees https://www.govinfo.gov/content/pkg/FR-2013-04-08/pdf/2013-07538.pdf Commodity Futures Trading Commission 77 The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its regulations (Proposal) to clarify certain responsibilities of a swap dealer (SD) or major swap participant (MSP) regarding its employees who solicit, accept or...  

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