federal_register: 2013-05888

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2013-05888 Regulation Systems Compliance and Integrity Proposed Rule The Securities and Exchange Commission ("Commission") is proposing Regulation Systems Compliance and Integrity ("Regulation SCI") under the Securities Exchange Act of 1934 ("Exchange Act") and conforming amendments to Regulation ATS under the Exchange Act. Proposed Regulation SCI would apply to certain self-regulatory organizations (including registered clearing agencies), alternative trading systems ("ATSs"), plan processors, and exempt clearing agencies subject to the Commission's Automation Review Policy (collectively, "SCI entities"), and would require these SCI entities to comply with requirements with respect to their automated systems that support the performance of their regulated activities. 2013-03-25 2013 3 https://www.federalregister.gov/documents/2013/03/25/2013-05888/regulation-systems-compliance-and-integrity https://www.govinfo.gov/content/pkg/FR-2013-03-25/pdf/2013-05888.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("Commission") is proposing Regulation Systems Compliance and Integrity ("Regulation SCI") under the Securities Exchange Act of 1934 ("Exchange Act") and conforming amendments to Regulation ATS under the Exchange... 3235-AL43

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