federal_register: 2013-01053

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2013-01053 Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers Proposed Rule On November 23, 2012, the Securities and Exchange Commission ("Commission") published in the Federal Register a proposed rule for public comment to establish capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants under the Securities Exchange Act of 1934 ("Exchange Act") and amend capital requirements for broker-dealers. The Commission is extending the time period in which to provide the Commission with comments. 2013-01-22 2013 1 https://www.federalregister.gov/documents/2013/01/22/2013-01053/capital-margin-and-segregation-requirements-for-security-based-swap-dealers-and-major-security-based https://www.govinfo.gov/content/pkg/FR-2013-01-22/pdf/2013-01053.pdf Securities and Exchange Commission 466 On November 23, 2012, the Securities and Exchange Commission ("Commission") published in the Federal Register a proposed rule for public comment to establish capital, margin, and segregation requirements for security-based swap dealers and major... 3235-AL12

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