federal_register: 2012-30893

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2012-30893 Yorkville ETF Trust and Yorkville ETF Advisors, LLC; Notice of Application Notice Summary of Application: Applicants request an Order that would permit (a) series of certain open-end management investment companies to issue shares ("Shares") redeemable in large aggregations only ("Creation Units"); (b) secondary market transactions in Shares to occur at negotiated market prices; (c) certain series to pay redemption proceeds, under certain circumstances, more than seven days after the tender of Creation Units for redemption; (d) certain affiliated persons of the series to deposit securities into, and receive securities from, the series in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire Shares.\1\ --------------------------------------------------------------------------- 2012-12-26 2012 12 https://www.federalregister.gov/documents/2012/12/26/2012-30893/yorkville-etf-trust-and-yorkville-etf-advisors-llc-notice-of-application https://www.govinfo.gov/content/pkg/FR-2012-12-26/pdf/2012-30893.pdf Securities and Exchange Commission 466 Summary of Application: Applicants request an Order that would permit (a) series of certain open-end management investment companies to issue shares ("Shares") redeemable in large aggregations only ("Creation Units"); (b) secondary market transactions...  

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