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federal_register: 2012-30889

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Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2012-30889 Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to ALPS ETF Trust, ALPS/GS Momentum Builder Growth Markets Equities and U.S. Treasuries Index ETF, ALPS/GS Momentum Builder Multi-Asset Index ETF, and ALPS/GS Momentum Builder Asia ex-Japan Equities and U.S. Treasuries Index ETF Pursuant to Exchange Act Rule 10b-17(b)(2) and Rules 101(d) and 102(e) of Regulation M Notice   2012-12-26 2012 12 https://www.federalregister.gov/documents/2012/12/26/2012-30889/order-granting-limited-exemptions-from-exchange-act-rule-10b-17-and-rules-101-and-102-of-regulation https://www.govinfo.gov/content/pkg/FR-2012-12-26/pdf/2012-30889.pdf Securities and Exchange Commission 466    

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