federal_register: 2012-30553

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2012-30553 Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Portfolio Margining of Swaps and Security-Based Swaps Notice The Securities and Exchange Commission ("SEC" or "Commission") is issuing an order granting conditional exemptive relief from compliance with certain provisions of the Securities Exchange Act of 1934 ("Exchange Act") in connection with a program to commingle and portfolio margin customer positions in cleared credit default swaps ("CDS"), which include both swaps and security-based swaps, in a segregated account established and maintained in accordance with Section 4d(f) of the Commodity Exchange Act ("CEA"). 2012-12-19 2012 12 https://www.federalregister.gov/documents/2012/12/19/2012-30553/order-granting-conditional-exemptions-under-the-securities-exchange-act-of-1934-in-connection-with https://www.govinfo.gov/content/pkg/FR-2012-12-19/pdf/2012-30553.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("SEC" or "Commission") is issuing an order granting conditional exemptive relief from compliance with certain provisions of the Securities Exchange Act of 1934 ("Exchange Act") in connection with a program to...  

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