federal_register: 2012-29712

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2012-29712 Extension of Dates for Certain Requirements and Amendment of Form 19b-4 Rule The Commission is amending its regulations under the Securities Exchange Act of 1934 ("Exchange Act") to extend the dates for certain requirements therein and amending the General Instructions to Form 19b-4 to clarify the process for submitting advance notices and security-based swap submissions to the Commission. The Commission is extending the dates with respect to the requirements that designated clearing agencies for which the Commission is the supervisory agency file advance notices and clearing agencies file security-based swap submissions with the Commission in an electronic format to dedicated email addresses to December 10, 2013 in order to prevent the scenario that such filings are required to be filed with the Commission through a system that is not yet technologically able to accept them. 2012-12-10 2012 12 https://www.federalregister.gov/documents/2012/12/10/2012-29712/extension-of-dates-for-certain-requirements-and-amendment-of-form-19b-4 https://www.govinfo.gov/content/pkg/FR-2012-12-10/pdf/2012-29712.pdf Securities and Exchange Commission 466 The Commission is amending its regulations under the Securities Exchange Act of 1934 ("Exchange Act") to extend the dates for certain requirements therein and amending the General Instructions to Form 19b-4 to clarify the process for submitting advance...  

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