federal_register: 2012-29048

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2012-29048 Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers; Correction Proposed Rule Technical corrections are being made to the Commission's Release No. 34-68071, which proposed capital and margin requirements for security-based swap dealers ("SBSDs") and major security-based swap participants ("MSBSPs"), segregation requirements for SBSDs, and notification requirements with respect to segregation for SBSDs and MSBSPs, as well as increases to the minimum net capital requirements for broker-dealers permitted to use the alternative internal model- based method for computing net capital. 2012-12-03 2012 12 https://www.federalregister.gov/documents/2012/12/03/2012-29048/capital-margin-and-segregation-requirements-for-security-based-swap-dealers-and-major-security-based https://www.govinfo.gov/content/pkg/FR-2012-12-03/pdf/2012-29048.pdf Securities and Exchange Commission 466 Technical corrections are being made to the Commission's Release No. 34-68071, which proposed capital and margin requirements for security-based swap dealers ("SBSDs") and major security-based swap participants ("MSBSPs"), segregation requirements for...  

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