federal_register: 2012-26407

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document_number title type abstract publication_date pub_year pub_month html_url pdf_url agency_names agency_ids excerpts regulation_id_numbers
2012-26407 Clearing Agency Standards Rule The Securities and Exchange Commission ("SEC" or "Commission") is adopting a new rule in accordance with the Securities Exchange Act of 1934 ("Exchange Act"), and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act"). The new rule establishes minimum requirements regarding how registered clearing agencies must maintain effective risk management procedures and controls as well as meet the statutory requirements under the Exchange Act on an ongoing basis. 2012-11-02 2012 11 https://www.federalregister.gov/documents/2012/11/02/2012-26407/clearing-agency-standards https://www.govinfo.gov/content/pkg/FR-2012-11-02/pdf/2012-26407.pdf Securities and Exchange Commission 466 The Securities and Exchange Commission ("SEC" or "Commission") is adopting a new rule in accordance with the Securities Exchange Act of 1934 ("Exchange Act"), and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 ("Dodd-Frank Act")....  

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