federal_register: 2012-16498
Data license: Public Domain (U.S. Government data) · Data source: Federal Register API & Regulations.gov API
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| document_number | title | type | abstract | publication_date | pub_year | pub_month | html_url | pdf_url | agency_names | agency_ids | excerpts | regulation_id_numbers |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2012-16498 | Exemptive Order Regarding Compliance With Certain Swap Regulations | Proposed Rule | The Commodity Futures Trading Commission ("Commission") is proposing to grant, pursuant to section 4(c) of the Commodity Exchange Act ("CEA"), temporary exemptive relief in order to allow non-U.S. swap dealers and non-U.S. major swap participants to delay compliance with certain entity-level requirements of the CEA (and Commission regulations promulgated thereunder), subject to specified conditions. Additionally, with respect to transaction-level requirements of the CEA (and Commission regulations promulgated thereunder), the relief would allow non-U.S. swap dealers and non-U.S. major swap participants, as well as foreign branches of U.S. swap dealers and major swap participants, to comply only with those requirements as may be required in the home jurisdiction of such non-U.S. swap dealers and non-U.S. major swap participants (or in the case of foreign branches of a U.S. swap dealer or U.S. major swap participant, the foreign location of the branch) for swaps with non-U.S. counterparties. This relief would become effective concurrently with the date upon which swap dealers and major swap participants must first apply for registration and expire 12 months following the publication of this proposed order in the Federal Register. Finally, U.S. swap dealers and U.S. major swap participants may delay compliance with certain entity-level requirements of the CEA (and Commission regulations promulgated thereunder) from the date upon which swap dealers and major swap participants must apply for registration until January 1, 2013. | 2012-07-12 | 2012 | 7 | https://www.federalregister.gov/documents/2012/07/12/2012-16498/exemptive-order-regarding-compliance-with-certain-swap-regulations | https://www.govinfo.gov/content/pkg/FR-2012-07-12/pdf/2012-16498.pdf | Commodity Futures Trading Commission | 77 | The Commodity Futures Trading Commission ("Commission") is proposing to grant, pursuant to section 4(c) of the Commodity Exchange Act ("CEA"), temporary exemptive relief in order to allow non-U.S. swap dealers and non-U.S. major swap participants to... |